Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Lee VogelgesangStratos Wealth Advisors LLCNew View Wealth Advisory LLC06-17-2019
Adriana Marie HawkMML Investors Services, LLCPruco Securities, LLC.06-17-2019
Samuel August FasoneKey Investment Services LLCThe Huntington Investment Company06-17-2019
Jamie Teresa PerseJ.P. Morgan Securities LLCCitizens Securities, Inc.06-15-2019
Cheryl L Amato LidawerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Marcia Jane VanslykeThe Huntington Investment CompanyCetera Investment Advisers LLC06-13-2019
Donald Leonard RossRoss Wealth Advisors, LLCTounjian Advisory Group, LLC06-12-2019
Alec Christian SchreiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities America, Inc.06-12-2019
Madeline NapierMinerva Wealth Planning, LLCJ. W. Cole Advisors, Inc.06-10-2019
Daniel Scott LibstorffSunset Wealth ManagementCapital Portfolio Advisors, Inc.06-10-2019
Brian Matthew ReesRaymond James Financial Services, Inc.Vantage Financial Group, Inc.06-07-2019
William Joseph Cunningham Jr.Pinnacle Wealth Planning Services, Inc.1st Global Capital Corp.06-07-2019
David Allen HammFortune Financial Services, Inc.Cetera Advisor Networks LLC06-06-2019
Kent P. Von Der VellenCetera Advisors LLCOneAmerica Securities, Inc.06-03-2019
Todd N. Tarney Sr.CUNA Brokerage Services, Inc.Nationwide Securities, LLC06-03-2019
Chad M. DisbennettCambridge Investment Research Advisors, Inc.Royal Alliance Associates, Inc.06-03-2019
Francis William SenecoOberlin Financial International, LLCWorld Equity Group, Inc.06-03-2019
Justin Eric KearnsAmeritas Investment Corp.Fifth Third Securities, Inc.06-03-2019
Leif Eric MahlerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-31-2019
Lester Earl WareFifth Third Securities, Inc.Citizens Securities, Inc.05-31-2019
Natasha MalkinThe Huntington Investment CompanyJ.P. Morgan Securities LLC05-31-2019
James Michael Frado Jr.PNC InvestmentsProEquities, Inc.05-30-2019
Jorden James RhodesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Fidelity Brokerage Services LLC05-29-2019
Peter Lawrence MooneyUltra Advisors LLCAncora Retirement Plan Advisors Inc.05-27-2019
Emily Dawn BosleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
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Showing 1 to 25 of 611 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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