Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wayne Dean CraryParkland Securities, LLCPruco Securities, LLC.06-17-2019
Thomas LylesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-17-2019
Aristotle L. McDonaldVALIC Financial Advisors, Inc.Trinity Wealth Securities, L.L.C.06-17-2019
Flint Orm ChandlerVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Cliff C. SulcerFidelity Brokerage Services LLCPark Avenue Securities LLC06-13-2019
Jennifer Roberta DieffenbacherRaymond James Financial Services, Inc.Raymond James Financial Services, Inc.06-12-2019
Jay L. Hollis Jr.Commonwealth Financial NetworkTaylor Securities, Inc.$15006-03-2019
Timothy Paul FinneganAllstate Financial Services, LLCAllstate Financial Services, LLC05-23-2019
Travis Michael HoytWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Robert Lawrence DelucasAfton Advisors, LLCPark Avenue Securities LLC05-16-2019
Mark C. ScottVirtue Capital Management, LLCHorter Investment Management, LLC05-14-2019
Eric Scott SolowayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Advisory Services, Inc.05-09-2019
Michael Francis WhitneyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5005-08-2019
Charles Daniel Raube Jr.Cetera Investment Services LLCSecurian Financial Services, Inc.05-06-2019
Emily Nicole LeeCWM, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2019
Christian Blaise SarverLuken Investment Analytics, LLCEdward Jones05-06-2019
Nathan Anderson WarrenWoodbury Financial Services, Inc.Park Avenue Securities LLC05-01-2019
Katherine Diane PopeThoroughbred Financial Services, LLCUBS Financial Services Inc.04-30-2019
Paul Michael NewellFifth Third Securities, Inc.SunTrust Advisory Services, Inc.04-26-2019
Andrew Todd BeasleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10004-26-2019
Todd Michael HealyRaymond James Financial Services, Inc.UBS Asset Management (US) Inc.04-26-2019
Joel A. Van BelkomFifth Third Securities, Inc.TD Ameritrade, Inc.04-23-2019
Jeffrey Paul MucciStratos Wealth Advisors LLCFinancial Engines Advisors L.L.C.04-18-2019
Scott Clifton BuellStratos Wealth Advisors LLCFinancial Engines Advisors L.L.C.04-18-2019
David Lee GoochTrustCore Financial Services, LLCJ.J.B. HILLIARD, W.L. LYONS, LLC04-17-2019
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Showing 1 to 25 of 229 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.