Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas James JordanCUSO Financial Services, L.P.MML Investors Services, LLC06-17-2019
Jesse Richard NavarroU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-14-2019
Keith E. BeasingerEdward JonesLPL Financial LLC06-14-2019
Rory Patrick CannonFidelity Brokerage Services LLCU.S. Bancorp Investments, Inc.06-12-2019
Joyce Virginia BloomquistVestory, LLCSoundmark Wealth Management, LLC06-12-2019
Jason D FalkMutual of Omaha Investor Services, Inc.Sandlapper Securities, LLC06-07-2019
Alexander CastroKestra Investment Services, LLCForesters Financial Services, Inc.06-06-2019
Kile C. WeaverKestra Investment Services, LLCForesters Financial Services, Inc.06-06-2019
Scott Robb SchoenfeldRobert W. Baird & Co. IncorporatedBrighton Jones LLC06-05-2019
Peter KealyJ.P. Morgan Securities LLCGoldman Sachs & Co.06-04-2019
Michael Tiernan CoursolleEmpirical Wealth ManagementTD Ameritrade Investment Management, LLC06-04-2019
Shane D. DirTriad Advisors LLCHornor, Townsend & Kent, LLC06-03-2019
David Scott BeckTriad Advisors LLCHornor, Townsend & Kent, LLC06-03-2019
Steven J OrchekowskyMoss Adams Securities & Insurance LLCSaybrus Equity Services, LLC06-03-2019
Brian J. MarcinekMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-03-2019
Jason O. WillU.S. Bancorp Investments, Inc.Key Investment Services LLC05-31-2019
Orlando Ricardo FerraroCetera Advisors LLCCommonwealth Financial Network05-31-2019
Elizabeth Goldthwaite GraySecurian Financial Services, Inc.MML Investors Services, LLC05-31-2019
Missie Antoinette HessPark Avenue Securities LLCAllstate Financial Services, LLC05-31-2019
James Francis StarrUnited Planners' Financial Services of America A Limited PartnerPlanMember Securities Corporation05-29-2019
Pandora Anne SaundersPandora Saunders PS CPAPandora Saunders PS CPA05-28-2019
Tracie A. MitchellVinoble GroupAmeriprise Financial Services, LLC05-28-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Matthew S. BehningNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2019
Bret Alexander HambyVinoble GroupAmeriprise Financial Services, LLC05-23-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.