Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joe Faulk Kingsview Asset ManagementEdward Jones$3507-11-2019
Shane GoffProspera Financial Services, Inc.Edward Jones$8707-03-2019
Christopher Morgan EckhardtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2019
Clifton James LaddRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-02-2019
Hamza Hussain FarooqueeBancWest Investment Services, Inc.Raymond James & Associates, Inc.$107-02-2019
Diane Moen WeyrickCambridge Investment Research, Inc.SCF Securities, Inc.$5007-02-2019
John T. AndraosWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-02-2019
Joseph Constantine BernardiNations Financial Group, Inc.B. Riley Wealth Management$10007-01-2019
Lisa Anne MalickPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$107-01-2019
Ricky Alan SanfordHarbor Financial Services, LLCCetera Investment Services LLC$2507-01-2019
Brian A HummelCetera Investment Services LLCInfinex Investments, Inc.$15007-01-2019
Denitra Rachelle ReedFrost Brokerage Services, Inc.J.P. Morgan Securities LLC$5007-01-2019
Ilan CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Eric Brian WaggonerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5007-01-2019
Robert Edward LampeCantella & Co., Inc.Raymond James & Associates, Inc.$107-01-2019
Kathleen BarlowRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$107-01-2019
Robert Henry RutledgeFSC Securities CorporationSagepoint Financial, Inc.$10407-01-2019
Jonathan FreedAmeritas Investment Corp.Securities America, INC.07-01-2019
Richard Charles Callaghan Jr.LPL Financial LLCSeelaus Asset Management, LLC$5007-01-2019
Hanlu YeWells Fargo Clearing Services, LLCBBVA Wealth Solutions Inc.$106-29-2019
Terence Francis ByrneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26306-29-2019
Shannon Michael MarkleMarkle Financial LLCCambridge Investment Research, Inc.06-28-2019
Joseph A. GeorgesCalton & Associates, Inc.Capital Financial Services, Inc.06-28-2019
James Gerard GormleyBenchmark Investments, Inc.Capitol Securities Management, Inc.$3206-28-2019
Paul Michael CarnahanSecurian Financial Services, Inc.Centaurus Financial, Inc.$106-28-2019
Next Page »

Showing 1 to 25 of 6,386 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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