Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael HyerEdward JonesBankers Life Securities, Inc.06-14-2019
Thomas Jude Semmes HughsPruco Securities, LLC.Bankers Life Securities, Inc.$5005-28-2019
Timothy DenPruco Securities, LLC.Bankers Life Securities, Inc.05-06-2019
Burton Carnot Coit IIIPrincipal Securities, Inc.Bankers Life Securities, Inc.04-30-2019
James A. CarrelBrooklight Place Securities, Inc.Bankers Life Securities, Inc.04-22-2019
Jennifer Ada UwaechiaInvestacorp, Inc.Bankers Life Securities, Inc.04-08-2019
Christopher James HoxieRegulus Advisors, LLCBankers Life Securities, Inc.04-06-2019
Carlas Wade DixonPruco Securities, LLC.Bankers Life Securities, Inc.03-19-2019
David Wilson BalchMML Investors Services, LLCBankers Life Securities, Inc.01-22-2019
Dennis Chung Kuo KuHornor, Townsend & Kent, LLCBankers Life Securities, Inc.01-18-2019
Denice Hope NardMesirow Financial, Inc.Bankers Life Securities, Inc.11-16-2018
Derrick Scott KellyAllstate Financial Services, LLCBankers Life Securities, Inc.11-01-2018
Robby Edward Ammons Jr.Pruco Securities, LLC.Bankers Life Securities, Inc.09-14-2018
Y. Marie Marie ParattoVALIC Financial Advisors, Inc.Bankers Life Securities, Inc.08-27-2018
Geoffrey Alexander ElliottUBS Financial Services Inc.Bankers Life Securities, Inc.07-26-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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