Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Elliott CarrickDMJ Wealth Advisors, LLCProEquities, Inc.06-28-2019
William Bradford MannDMJ Wealth Advisors, LLCProEquities, Inc.06-28-2019
Sheryl Lee AustinDMJ Wealth Advisors, LLCProEquities, Inc.06-28-2019
Jeffery W. HwangDMJ Wealth Advisors, LLCProEquities, Inc.06-28-2019
Ralph Milton Howell IIIDMJ Wealth Advisors, LLCProEquities, Inc.06-11-2019
Michael R. GillisDMJ Wealth Advisors, LLCProEquities, Inc.06-03-2019
Arthur M. Winstead Jr.DMJ Wealth Advisors, LLCProEquities, Inc.06-03-2019
James Michael Frado Jr.PNC InvestmentsProEquities, Inc.05-30-2019
David J. FosterLincoln Financial Advisors CorporationProEquities, Inc.05-20-2019
Jonathan Samuel KrugerSentinus-Halo Securities, LLCProEquities, Inc.05-20-2019
Jeremy W. YoungLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Aaron Christopher BethuneLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Bryan Fitzgerald HackettSA Stone Wealth Management Inc.ProEquities, Inc.04-30-2019
Caleb Wayne VaughanKestra Investment Services, LLCProEquities, Inc.$25004-25-2019
Jonathan Jay LouisEdward JonesProEquities, Inc.04-15-2019
Troy Ronald SpencerTransamerica Financial Advisors, IncProEquities, Inc.04-08-2019
Christopher Todd RussellLincoln Financial Securities CorporationProEquities, Inc.04-01-2019
Darryn David PopeAvantax Investment Services, Inc.ProEquities, Inc.$25003-29-2019
Ernest Givhan SieversTrueWealth Advisors, LLCProEquities, Inc.02-02-2019
Andrew Strickland MartinLincoln Financial Securities CorporationProEquities, Inc.$10002-01-2019
Randall Heath MorrisOneAscent Financial Services LLCProEquities, Inc.01-08-2019
Claire Lee JacksonPensionmark Securities, LLCProEquities, Inc.11-21-2018
David Lee WhittenGentry Retirement PlannersProEquities, Inc.11-15-2018
Donald Keith RenstromAmeriprise Financial Services, Inc.ProEquities, Inc.10-29-2018
Kevin James FirkusAllstate Financial Services, LLCProEquities, Inc.10-29-2018
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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