Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Howard AndrewsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-19-2019
Giovanna Lisette TrianaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Jacob R WebbJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
David J LutherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Aaron Michael JohnsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-19-2019
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Tarunjit Singh AhluwaliaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Charles Lee Brown Jr.J.P. Morgan Securities LLCCitizens Securities, Inc.07-19-2019
Michael Adam GagalaBNY Mellon Securities CorporationRussell Investments Financial Services, LLC07-19-2019
Francis Kakra SamCUNA Brokerage Services, Inc.Morgan Stanley07-19-2019
Fielding Scott MillerCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC07-19-2019
Ivy Qian LiuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-19-2019
Aneka GrandisonBBVA Securities Inc.J.P. Morgan Securities LLC07-19-2019
Justin Timothy BaileyCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-19-2019
Kara M. PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Karl Ryan PurvisKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Omar H. BarakatCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Rana Jameel TomaCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-19-2019
Teresa Lee FlynnAmeriprise Financial Services, LLCVisions Analysis LLC07-19-2019
Jason Edwin ClowersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-19-2019
Dianne DenisonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Carolyn Scott ClowersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-19-2019
Cary L Hall Jr.LPL Financial LLCUBS Financial Services Inc.07-19-2019
John Roland Taylor Jr.LPL Financial LLCRoyal Alliance Associates, Inc.07-19-2019
Douglas Eugene HenkeLPL Financial LLCGardner Financial Services, Inc.07-19-2019
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Showing 1 to 25 of 18,192 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.