Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cary L. Hall JrLPL Financial LLC LLCUBS Financial Services Inc. Inc. Inc.$16007-19-2019
Cary L Hall Jr.LPL Financial LLCUBS Financial Services Inc.07-19-2019
Virgil Alvis Folden IIISaxony Securities, Inc.Sandlapper Securities, LLC07-19-2019
Katherine Alison RamirezBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Gary Lynn WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-19-2019
Joseph Francis DomekEdward JonesCambridge Investment Research, Inc.07-19-2019
James Hollis BrandtWells Fargo Clearing Services, LLCMorgan Stanley07-19-2019
Teresa Lee FlynnAmeriprise Financial Services, Inc.Visions Analysis LLC07-19-2019
Russell Patrick HuebschleMorgan StanleyWells Fargo Clearing Services, LLC07-19-2019
Richard Sholes MullenGWM Advisors, LLCUBS Financial Services Inc.07-19-2019
John Roland Taylor Jr.LPL Financial LLCRoyal Alliance Associates, Inc.07-19-2019
Scott Michael GomsakLincoln Financial Advisors CorporationPlanning Solutions Group, LLC07-19-2019
Christopher Howard AndrewsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Josh David LozowBuckingham Strategic WealthCAM Investor Solutions07-19-2019
Douglas Eugene HenkeLPL Financial LLCGardner Financial Services, Inc.07-19-2019
Michael Saverio LongoSagePoint Financial, Inc.Capital Financial Services, Inc.07-19-2019
Gene SteinbergMorgan StanleyT. Rowe Price Investment Services, Inc.07-19-2019
Greg William HarmonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Dianne DenisonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley07-19-2019
Kara M. PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Michael Adam GagalaBNY Mellon Securities CorporationRussell Financial Services, LLC07-19-2019
Gregory BoyleGWM Advisors, LLCUBS Financial Services Inc.07-19-2019
Christopher Edward MarshallLPL Financial LLCBlack Creek Capital Markets, LLC07-19-2019
Next Page »

Showing 1 to 25 of 10,212 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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