Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Patrick BrowneLifeMark Securities Corp.Coastal Equities, Inc.04-09-2019
Michael Eugene CarsonLifeMark Securities Corp.Pruco Securities, LLC.04-04-2019
Thomas Melvin ScheirerLifeMark Securities Corp.Foresters Equity Services, Inc.04-03-2019
David P. PetruzziLifeMark Securities Corp.Forest Securities, Inc.03-20-2019
Edward David AzevedoLifeMark Securities Corp.Foresters Equity Services, Inc.02-25-2019
Christopher Lawrence BrownLifeMark Securities Corp.Foresters Equity Services, Inc.01-07-2019
Michael Thomas GilmartinLifeMark Securities Corp.J.W. Cole Advisors, Inc.$2501-02-2019
Milton DunnLifeMark Securities Corp.Foresters Equity Services, Inc.12-03-2018
Myron Robert ChorbajianLifeMark Securities Corp.Foresters Equity Services, Inc.$2511-28-2018
Richard James SullengerLifeMark Securities Corp.Foresters Equity Services, Inc.$5011-15-2018
Steven Roger CrossLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.$1011-14-2018
Curtis Lewis Turner IIILifeMark Securities Corp.Foresters Equity Services, Inc.11-14-2018
Jude Edward McDonaghLifeMark Securities Corp.Foresters Equity Services, Inc.$1011-13-2018
Janice Marie BoyteLifeMark Securities Corp.Foresters Equity Services, Inc.11-13-2018
Andrea Bond JohnsonLifeMark Securities Corp.Foresters Equity Services, Inc.$5011-12-2018
Yvonne Maud ForbesLifeMark Securities Corp.Foresters Equity Services, Inc.11-12-2018
John Darrell MayLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-09-2018
Shawn Martin DuganLifeMark Securities Corp.Foresters Equity Services, Inc.$1011-08-2018
Jeffrey Robert MitchellLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-08-2018
Paul William BarkerLifeMark Securities Corp.Foresters Equity Services, Inc.11-08-2018
Gerald Jeffry PlachtaLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-07-2018
Raymond Noel GarnerLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-06-2018
Keith Alan GeorgeLifeMark Securities Corp.Foresters Equity Services, Inc.11-06-2018
James Curtis RiggleLifeMark Securities Corp.Foresters Equity Services, Inc.11-05-2018
John Michael Derbin Jr.LifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-05-2018
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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