Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Myer Alexander RicklessMorgan StanleyA.G.P / Alliance Global Partners$50011-15-2018
Alfonso Duarte RiosecoMorgan StanleyActinver Securities, Inc.02-28-2019
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Daniel RonaMorgan StanleyAegis Capital Corp.08-17-2018
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, Inc.06-12-2019
Kyle Andrew BeesonMorgan StanleyAmeriprise Financial Services, Inc.04-22-2019
Calvin R. KongMorgan StanleyAmeriprise Financial Services, Inc.$14110-26-2018
Maria T ReidMorgan StanleyAmeriprise Financial Services, Inc.12-18-2018
Rick MundraneMorgan StanleyAmeriprise Financial Services, Inc.$10611-09-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
Paige Hatton, Peter SullivanMorgan StanleyAmeriprise Financial Services, Inc. Services, Inc.$33805-10-2019
Marc Strasser, Jared StrasserMorgan StanleyAmeriprise Financial Services, Inc. Services, Inc.$18904-18-2019
Nora CastroMorgan StanleyAmeriprise Financial Services, Inc. Services, Inc.$22702-15-2019
Antan R. WilsonMorgan StanleyAXA Advisors, LLC$46007-18-2019
Rhoundy J JonesMorgan StanleyAXA Advisors, LLC07-02-2019
Carol S. YoungMorgan StanleyAXA Advisors, LLC06-26-2019
Truman D CooperMorgan StanleyAXA Advisors, LLC06-25-2019
Mohammad W WahidMorgan StanleyAXA Advisors, LLC06-17-2019
Corey M. SundayMorgan StanleyAXA Advisors, LLC05-13-2019
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Louis Ernest RizzoMorgan StanleyAXA Advisors, LLC$50009-27-2018
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
Thomas M. FarringtonMorgan StanleyBay Crest Partners, LLC09-21-2018
Anthony J. ColungaMorgan StanleyBBVA Securities Inc.08-27-2018
Next Page »

Showing 1 to 25 of 471 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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