Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theodore Brelsford Martin IIIRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019
Marcus Houston QuallsRobert W. Baird & Co. IncorporatedAmeriprise Financial Services, Inc.04-23-2019
Travis Wayne KingRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$15003-29-2019
Brian James WhiteRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00003-25-2019
John Charles BeeryRobert W. Baird & Co. IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15003-25-2019
Thomas Joseph J. LaneRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.03-11-2019
Justin Wade NicholsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10003-08-2019
Terence A. FosterRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15003-01-2019
John C. WedellRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC03-01-2019
David Patrick BeyerleRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-12-2019
Melissa Elizabeth KinnardRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00001-25-2019
Joan CrawfordRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15001-25-2019
Jeffrey Jay BryanRobert W. Baird & Co. IncorporatedMorgan Stanley$15001-24-2019
Victor Louis LarosaRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-11-2019
Matthew David SaveryRobert W. Baird & Co. IncorporatedM. Griffith Investment Services Inc.$15012-10-2018
Theresa Marie FlemmaRobert W. Baird & Co. IncorporatedM. Griffith Investment Services Inc.$1,00012-07-2018
Jon Matthew EarlRobert W. Baird & Co. IncorporatedM. GRIFFITH INVESTMENT SERVICES, INC.$1,00012-07-2018
Matthew James SheridanRobert W. Baird & Co. IncorporatedM. Griffith Investment Services Inc.$1,00012-07-2018
Honorine Marie Gerard WallackRobert W. Baird & Co. IncorporatedM. Griffith Investment Services Inc.$15012-07-2018
Jason J TopiRobert W. Baird & Co. IncorporatedM. Griffith Investment Services Inc.$15012-07-2018
Michele Angela SheridanRobert W. Baird & Co. IncorporatedM. Griffith Investment Services Inc.$10012-07-2018
Thomas Dunham WynneRobert W. Baird & Co. IncorporatedM. Griffith Investment Services Inc.12-07-2018
Daniel Joseph SullivanRobert W. Baird & Co. IncorporatedOppenheimer & Co. Inc.$15011-30-2018
John Lucas Armistead IIIRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC11-28-2018
Randy Jay YoderRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC11-06-2018
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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