Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laurin Dale WainwrightRoyal Alliance Associates, Inc.Farmers Financial Solutions, LLC07-09-2019
Eddie Ray SnowRoyal Alliance Associates, Inc.Cetera Advisor Networks LLC05-14-2019
Andrew Jon RogersRoyal Alliance Associates, Inc.Alliance Wealth Advisors04-22-2019
Joseph E KeelsRoyal Alliance Associates, Inc.Morgan Stanley04-02-2019
Christopher Thomas BallRoyal Alliance Associates, Inc.BFM Wealth Planning LLC03-29-2019
Brian Stephen SchiazzanoRoyal Alliance Associates, Inc.Mariner Wealth Advisors$15003-28-2019
Jill A. DaileyRoyal Alliance Associates, Inc.OneAmerica Securities, Inc.03-12-2019
James David HertzlerRoyal Alliance Associates, Inc.Brand Asset Management Group, Inc.$50002-12-2019
Elsa Corpuz Agdinaoay-SegalRoyal Alliance Associates, Inc.MML Investors Services, LLC02-08-2019
Scott Harper YarbroughRoyal Alliance Associates, Inc.Foresters Equity Services, Inc.01-25-2019
James Bruce JohnsonRoyal Alliance Associates, Inc.Edward Jones01-11-2019
Joan Macdonald DuckloeRoyal Alliance Associates, Inc.Sykes Financial Services LLC12-13-2018
Michael Lloyd FarahRoyal Alliance Associates, Inc.Foresters Equity Services, Inc.11-21-2018
Dan Paul MichaelianRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.$5011-05-2018
Joseph Nicholas CantoreRoyal Alliance Associates, Inc.Signator Investors, Inc.$2,00011-02-2018
John Patrick KeenanRoyal Alliance Associates, Inc.Signator Investors, Inc.$1,00011-02-2018
Chad Eldridge BatesRoyal Alliance Associates, Inc.Signator Investors, Inc.$1,00011-02-2018
Eric Clayton PritzRoyal Alliance Associates, Inc.Signator Investors, Inc.$1,00011-02-2018
Gary Stephen MartinRoyal Alliance Associates, Inc.Signator Investors, Inc.$50011-02-2018
Robert C PapaRoyal Alliance Associates, Inc.Signator Investors, Inc.$50011-02-2018
Sonnie Onaona KokoRoyal Alliance Associates, Inc.Signator Investors, Inc.$50011-02-2018
Craig Luther PattersonRoyal Alliance Associates, Inc.Signator Investors, Inc.$29911-02-2018
Charles Leslie Frazier IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$29411-02-2018
Pete Chris StamatisRoyal Alliance Associates, Inc.Signator Investors, Inc.$25011-02-2018
Judith Ann JarossRoyal Alliance Associates, Inc.Signator Investors, Inc.$24711-02-2018
Next Page »

Showing 1 to 25 of 1,135 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.