Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos Eduardo PerezFrost Brokerage Services, Inc.Comerica Securities07-22-2019
Ryan T HulslanderU.S. Bancorp Investments, Inc.Fidelity Personal and Workplace Advisors07-22-2019
Daniel A BriscoeU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.07-22-2019
Frank J. CatelliU.S. Bancorp Investments, Inc.Edward Jones07-22-2019
Jonathan Michael ThomsonU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC07-22-2019
Gregory Scott WarrenPNC InvestmentsAlight Financial Solutions, LLC07-22-2019
Zachary John BlumenthalCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-22-2019
Travis Mendel KeeperFidelity Brokerage Services LLCUSAA Investment Management Company07-22-2019
Derek John OsmonTD Ameritrade, Inc.Wells Fargo Clearing Services, LLC07-22-2019
Jo Laurie SchmeltzerE*TRADE Securities LLCSecurities America, Inc.07-22-2019
Joyanna Rebekah ArgenyWoodbury Financial Services, Inc.Pruco Securities, LLC.07-22-2019
Mary MannMoors & Cabot, Inc.Morgan Stanley$5007-22-2019
Christopher Ray LewisHornor, Townsend & Kent, LLCForesters Financial Services, Inc.07-22-2019
Donald Joseph SchmittHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC07-22-2019
Casey W. StickAmeriprise Financial Services, LLCEdward Jones07-22-2019
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.$2507-22-2019
Peter V. TrulliLPL Financial LLCMorgan Stanley07-22-2019
Timothy Herbert HoffmanLPL Financial LLCRaymond James Financial Services, Inc.$8807-22-2019
Marilyn Freed AllenIndependent Financial Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Omar Wallace FrancisCommonwealth Financial NetworkAmeritas Investment Company, LLC$607-22-2019
Leah Emily GrangerCommonwealth Financial NetworkCommonwealth Financial Network07-22-2019
Matthew R. StephensAvantax Investment Services, Inc.Edward Jones07-22-2019
Michael D. DavenportProEquities, Inc.Cetera Investment Services LLC07-22-2019
Timothy P JohnsonHarbour Investments, Inc.Ausdal Financial Partners, Inc.07-22-2019
Thomas Jefferson RouseCalton & Associates, Inc.ProEquities, Inc.07-22-2019
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Showing 1 to 25 of 18,131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.