Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph David MotisiCUNA Brokerage Services, Inc.Citizens Securities, Inc.07-16-2019
Shannon G BenderLPL Financial LLCCitizens Securities, Inc.$50007-09-2019
Chris TalpasSantander Securities LLCCitizens Securities, Inc.06-13-2019
Matthew Stefan PlankCetera Investment Services LLCCitizens Securities, Inc.05-27-2019
Sean Patrick O'RourkeMML Investors Services, LLCCitizens Securities, Inc.05-21-2019
Travis L. DockWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.04-16-2019
Benjamin Michael McCarronSantander Securities LLCCitizens Securities, Inc.03-26-2019
Gregory George WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.$10003-22-2019
Melissa Ann CunninghamMorgan StanleyCitizens Securities, Inc.$50003-05-2019
Christian Gerardo Lopez-AlavezJ.P. Morgan Securities LLCCitizens Securities, Inc.01-24-2019
Jessica Paige BowneHornor, Townsend & Kent, LLCCitizens Securities, Inc.01-22-2019
Fan FengMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-08-2019
Joseph J. BaganskiSantander Securities LLCCitizens Securities, Inc.12-24-2018
Paul Joseph Curcio Jr.Santander Securities LLCCitizens Securities, Inc.$50012-19-2018
Alexa Rae HirschhornWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.12-01-2018
Justin Paul DitmoreGWFS Equities, Inc.Citizens Securities, Inc.11-19-2018
Mathew ParsonsLPL Financial LLCCitizens Securities, Inc.11-05-2018
Hakan Ugur IbisiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.10-11-2018
Terrence Patrick GrafSantander Securities LLCCitizens Securities, Inc.09-21-2018
Christopher Robert HouselWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.08-09-2018
Jonah Thomas MooneyThe Huntington Investment CompanyCitizens Securities, Inc.08-08-2018
John Robert RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2018

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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