Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Duncan McGaryCUNA Brokerage Services, Inc.Allstate Financial Services, LLC04-23-2019
Joshua D KassulkeCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.11-05-2018
Jonathan Michael FioritoCUNA Brokerage Services, Inc.AXA Advisors, LLC06-14-2019
Richard M. Appling IIICUNA Brokerage Services, Inc.BB&T Securities, LLC12-18-2018
Christopher C. BrightCUNA Brokerage Services, Inc.Beacon Hill Investment Advisory, LLC11-27-2018
Jason Guy HovdeCUNA Brokerage Services, Inc.Cambridge Investment Research, Inc.$2505-28-2019
Dennis John BeaulieuCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC05-03-2019
William Douglas AdamsCUNA Brokerage Services, Inc.Cetera Advisors LLC12-14-2018
Shane David IronsCUNA Brokerage Services, Inc.Cetera Investment Services LLC08-30-2018
Martin Charles TerryCUNA Brokerage Services, Inc.CFD Investments, Inc.10-09-2018
Alexandra MarquezCUNA Brokerage Services, Inc.Citi International Financial Services LLC03-29-2019
David Paul DufourCUNA Brokerage Services, Inc.Citizens Securities, Inc.08-21-2018
Cao Tri TranCUNA Brokerage Services, Inc.City National Securities, Inc.03-14-2019
Jade Minta CampbellCUNA Brokerage Services, Inc.Country Capital Management Company06-12-2019
John Steven MasinkoCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$10007-16-2019
Gary Valton McCoyCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$15004-25-2019
Edward Louis NeveleffCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$2303-19-2019
Martin Howah LauCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.08-03-2018
Leslie William BransonCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-25-2018
Jesse Thomas MathenyCUNA Brokerage Services, Inc.Edward Jones03-29-2019
Richard Fifield JrCUNA Brokerage Services, Inc.Edward Jones12-18-2018
Genan Marie KirbyCUNA Brokerage Services, Inc.Fifth Third Securities, Inc.$15001-04-2019
Todd A. BertschCUNA Brokerage Services, Inc.GLP Investment Services, LLC12-26-2018
Allison J. ZechCUNA Brokerage Services, Inc.Horace Mann Investors, Inc.05-02-2019
Lance Alan SevierCUNA Brokerage Services, Inc.Hornor, Townsend & Kent, LLC02-20-2019
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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