Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$25012-05-2018
Derek Demar BohneSecurities America, Inc.Allegis Investment Services, LLC08-13-2018
Rodney Allen BreyerSecurities America, Inc.American Portfolios Financial Services, Inc.$10010-31-2018
Thomas Andrew BurkeSecurities America, Inc.Ameriprise Financial Services, Inc.$10001-03-2019
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, Inc.$25001-03-2019
Mary Colleen BeckemeyerSecurities America, Inc.Ameriprise Financial Services, Inc.$25001-03-2019
JOSEPH BENJAMIN STRIKESecurities America, Inc.Ameriprise Financial Services, Inc.$50001-03-2019
Jeffrey Richard FiehlerSecurities America, Inc.Ameriprise Financial Services, Inc.$50001-03-2019
Terry G Moyers Jr.Securities America, Inc.Ameriprise Financial Services, Inc.01-03-2019
Diane Kay BrowerSecurities America, Inc.Broker Dealer Financial Services Corp.$15002-19-2019
Daniel William Stoakes Jr.Securities America, Inc.Broker Dealer Financial Services Corp.09-24-2018
James John DinapoliSecurities America, Inc.Cadaret, Grant & Co., Inc.$25007-09-2019
Lisa Ann CowanSecurities America, Inc.Cambridge Investment Research, Inc.07-02-2019
Kenneth Edward IngersollSecurities America, Inc.Cambridge Investment Research, Inc.$50002-21-2019
Thomas Michael TetteSecurities America, Inc.Cambridge Investment Research, Inc.$50002-18-2019
Francis Michael CelonaSecurities America, Inc.Cambridge Investment Research, Inc.02-12-2019
David Arron YounisSecurities America, Inc.Cambridge Investment Research, Inc.$13002-07-2019
David Charles QuickSecurities America, Inc.Cambridge Investment Research, Inc.$50012-18-2018
Nicole J HardingSecurities America, Inc.Cambridge Investment Research, Inc.$50012-18-2018
Paul Daniel WoolfreySecurities America, Inc.Cambridge Investment Research, Inc.$25011-06-2018
Monique SchulmanSecurities America, Inc.Cammack Larhette Brokerage, Inc.$10008-17-2018
Adnan Qasim AldayelSecurities America, Inc.Capital Financial Services, Inc.$10004-09-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$50005-14-2019
Gregory Lynn GrimesSecurities America, Inc.Centaurus Financial, Inc.$15004-29-2019
Charles Joseph HaynesSecurities America, Inc.Centaurus Financial, Inc.10-01-2018
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Showing 1 to 25 of 206 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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