Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael William CrowellUBS Financial Services Inc.LPL Financial LLC05-21-2019
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Joseph J RestainoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
James Zachary WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Beau HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Gannon Patrick MorrisonUBS Financial Services Inc.AXA Advisors, LLC02-20-2019
Thomas Robert DicksonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Justine Renee KalafatisUBS Financial Services Inc.Vanguard Marketing Corporation02-12-2019
Logan Meisel PessesUBS Financial Services Inc.Morgan Stanley02-01-2019
Robert Francis DianaUBS Financial Services Inc.Vanguard Marketing Corporation01-17-2019
Sean MuncyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Anatoly IofeUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC12-17-2018
Roland Jason MartinezUBS Financial Services Inc.Raymond James & Associates, Inc.12-07-2018
Daniel Richard Adams Jr.UBS Financial Services Inc.Natixis Distribution, L.P.12-04-2018
John Thomas MetcalfeUBS Financial Services Inc.Touchstone Securities, Inc.11-20-2018
Cameron Marsten VoegeleUBS Financial Services Inc.Vanguard Marketing Corporation11-20-2018
Alejandro GonzalezUBS Financial Services Inc.EFG Capital International11-13-2018
Dante Estefan BerryUBS Financial Services Inc.Vanguard Marketing Corporation10-16-2018
Alejandro LunaUBS Financial Services Inc.Vanguard Marketing Corporation09-26-2018
Mally Mills BurtonUBS Financial Services Inc.Ellevest09-21-2018
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Michael Scott McCulloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Stephen Charles ColodnyUBS Financial Services Inc.Vanguard Marketing Corporation09-11-2018
Charles M. AndersonUBS Financial Services Inc.UBS Asset Management (US) Inc.09-10-2018
Phillip Harrison BlairUBS Financial Services Inc.J.P. Morgan Securities LLC09-05-2018
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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