Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron L. IveyVoya Financial Advisors, Inc.Pruco Securities, LLC.09-04-2018
Aaron Matthew VerdileCadaret, Grant & Co., Inc.Pruco Securities, LLC.11-05-2018
Aaron Michael KatylLPL Financial LLCPruco Securities, LLC.05-17-2019
Adam Jeffrey NashNash Financial Services, LLCPruco Securities, LLC.03-27-2019
Adam M. NollAllstate Financial Services, LLCPruco Securities, LLC.11-09-2018
Adam MccollumWealth Management Northwest, Inc.Pruco Securities, LLC.04-23-2019
Adriana Marie HawkMML Investors Services, LLCPruco Securities, LLC.06-17-2019
Alan Michael TofigP.J. Robb Variable CorporationPruco Securities, LLC.10-30-2018
Albert Joseph HopkinsPNC InvestmentsPruco Securities, LLC.03-21-2019
Amanda Leigh TabachnickAmeriprise Financial Services, LLCPruco Securities, LLC.$1010-19-2018
Amy E. JohnsonSunTrust Investment Services, Inc.Pruco Securities, LLC.01-18-2019
Amy Louise CrookshankMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.11-16-2018
Andrew C. KingMML Investors Services, LLCPruco Securities, LLC.05-03-2019
Angela Beth ChinnFidelity Brokerage Services LLCPruco Securities, LLC.08-05-2019
Annette Denise AllenPrincipal Securities, Inc.Pruco Securities, LLC.07-16-2019
Anthony Andrew PuppoJ.P. Morgan Securities LLCPruco Securities, LLC.04-29-2019
Anthony InzeroTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.08-30-2018
Antonio John PollinoNYLIFE Securities LLCPruco Securities, LLC.05-06-2019
Antony Byron BarberMML Investors Services, LLCPruco Securities, LLC.02-19-2019
Austin O'Neill DunykJ.P. Morgan Securities LLCPruco Securities, LLC.09-20-2018
Barbara Ann RacFidelity Brokerage Services LLCPruco Securities, LLC.07-29-2019
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
Barry Lawrence ConoverMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.$2506-07-2019
Barry Martin WeinsteinAXA Advisors, LLCPruco Securities, LLC.09-06-2018
Bertram Brasher UngerEdward JonesPruco Securities, LLC.04-22-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.