Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Josephine Maria NotoMorgan StanleyUBS Financial Services Inc.$5008-25-2019
Catherine C ZainoSouders Financial Advisors, LLCADVANTAGE INVESTMENT MANAGEMENT, LLC08-25-2019
Kathie Jeanne GallagherGWN Securities Inc.Ameritas Investment Company, LLC08-25-2019
Guenter Earl BergmannInnovation Partners LLCAusdal Financial Partners, Inc.08-24-2019
Thomas Farrington BlackburnCentaurus Financial, Inc.Verus Financial Partners08-24-2019
Stephen Huggins Linda Winders Blair Huggins JD Huggins Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$34508-23-2019
Matt C MelineSanctuary Wealth Management, LLCMorgan Stanley$10008-23-2019
Helen Von Dolteren-FournierAmeriprise Financial Services, LLCRaymond James$5308-23-2019
Jerry Agate HerzbergCambridge Investment Research, Inc.Equitable Advisors, LLC08-23-2019
Larry Robert McLeanRaymond James & Associates, Inc.Janney Montgomery Scott LLC$5008-23-2019
Kim Leon CowdellIntervest International Equities CorporationFIRST WESTERN ADVISORS08-23-2019
Lawrence Parker WattsSowell ManagementRaymond James & Associates, Inc.08-23-2019
Ralph Edward OsborneGWN Securities Inc.Ameritas Investment Company, LLC$5008-23-2019
Donald Alphonse PoulinLPL Financial LLCCetera Advisors LLC$1008-23-2019
Carlos Alberto AlcaineD.A. Davidson & Co.Robert W. Baird & Co. Incorporated$15008-23-2019
William H BenderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Ann Marie PrizziNational Securities CorporationCapitol Securities Management, Inc.$10008-23-2019
David Harlan HolbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-23-2019
Stephen C HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$29508-23-2019
Roseann Marie MonteleoneIFP Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
David Langford MidgleyMorgan StanleyGoldman Sachs & Co.$5008-23-2019
Grover Cleaveland MusserFBL Marketing Services, LLCU.S. Bancorp Investments, Inc.$5008-23-2019
William Lee BowmanAegis FinancialRaymond James Financial Services, Inc.$15008-23-2019
Cheryl Ann RumbolzAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12408-23-2019
Charles Sherwood Cooper IIIPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
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Showing 1 to 25 of 14,586 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.