Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Angelo GiordanoPark Avenue Securities LLCEdward Jones08-16-2019
Kristen Leigh KlockoPark Avenue Securities LLCFisher Investments08-15-2019
Eric Thor GudmundsonPark Avenue Securities LLCAllstate Financial Services, LLC$25008-13-2019
Eric Samuel ChampionPark Avenue Securities LLCThrivent Investment Management Inc.08-08-2019
Michael Raymon SlybyPark Avenue Securities LLCTransamerica Financial Advisors, Inc08-07-2019
Jonathan David LindnerPark Avenue Securities LLCRaymond James Financial Services, Inc.08-06-2019
Bruce William Burgess Jr.Park Avenue Securities LLCCharles Schwab & Co., Inc.08-01-2019
Adam Louis HoodPark Avenue Securities LLCFifth Third Securities, Inc.07-30-2019
Thomas Kyle GallagherPark Avenue Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2019
Alwin F. Martinez-GonzalezPark Avenue Securities LLCNYLIFE Securities LLC07-18-2019
Lyle Kenneth HewsPark Avenue Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-17-2019
John Robert TorresPark Avenue Securities LLCSageview Advisory Group, LLC07-17-2019
Michael Patrick OberholzerPark Avenue Securities LLCPruco Securities, LLC.07-15-2019
Michelle Renee GarvensPark Avenue Securities LLCAXA Advisors, LLC06-28-2019
Nicholas Speedy SooPark Avenue Securities LLCW&S Brokerage Services, Inc.06-27-2019
Aridai YanayacoPark Avenue Securities LLCForesters Financial Services, Inc.06-25-2019
Janel Christine KalishPark Avenue Securities LLCKlaas Financial Asset Advisors, LLC.06-17-2019
Jaslynn J. BaldwinPark Avenue Securities LLCForesters Financial Services, Inc.06-13-2019
Missie Antoinette HessPark Avenue Securities LLCAllstate Financial Services, LLC05-31-2019
Oracio Joseph CappelloPark Avenue Securities LLCHornor, Townsend & Kent, LLC05-30-2019
Cyriac AbrahamPark Avenue Securities LLCUBS Financial Services Inc.05-23-2019
Shahzeib ParvezPark Avenue Securities LLCOppenheimer & Co. Inc.05-16-2019
Lee P. SandersPark Avenue Securities LLCMML Investors Services, LLC05-06-2019
Al Jermaine Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Marcel Owen AlexanderPark Avenue Securities LLCForesters Financial Services, Inc.04-26-2019
Next Page »

Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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