Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth John ArellanoCadaret, Grant & Co., Inc.LPL Financial LLC$10010-21-2019
Adrian Trent PodsednikAvantax Investment Services, Inc.LPL Financial LLC$10010-21-2019
Dennis Dean SeibertAmeriprise Financial Services, Inc.LPL Financial LLC$25010-21-2019
Timothy William SmithRaymond James Financial Services, Inc.LPL Financial LLC$10010-18-2019
Douglas Raymond MaclardyRaymond James Financial Services, Inc.LPL Financial LLC$50010-18-2019
Scott Randall KesslerSecurities Service Network, LLCLPL Financial LLC$25010-17-2019
Nancy Jean NogaKey Investment Services LLCLPL Financial LLC10-17-2019
Cheryl Lynn EllingsonCetera Investment Services LLCLPL Financial LLC10-15-2019
Paul Samuel GianottiMutual Advisors, LLCLPL Financial LLC10-15-2019
David M. SharpCalton & Associates, Inc.LPL Financial LLC10-14-2019
Jude Ryan McDonoughAlliance Wealth Advisors, LLCLPL Financial LLC10-13-2019
Sophie Sobczynski StevensRaymond James Financial Services, Inc.LPL Financial LLC$50010-11-2019
Matthew John FoxCetera Advisor Networks LLCLPL Financial LLC$10010-09-2019
Paula Christine SwainLincoln Financial Advisors CorporationLPL Financial LLC$15010-07-2019
Steven B. HarrellCapital Investment Group, Inc.LPL Financial LLC$25010-07-2019
Howard BrownCetera Investment Services LLCLPL Financial LLC$25010-04-2019
David Mason WilliamsMAS Advisors LLCLPL Financial LLC10-04-2019
Charles AuerbachMAS Advisors LLCLPL Financial LLC10-04-2019
Martin Holtwick WalshBOK Financial Private Wealth, Inc.LPL Financial LLC10-03-2019
Eric George BrillantCentaurus Financial, Inc.LPL Financial LLC$25010-02-2019
Shanavia Hunter MilesSynovus Securities, Inc.LPL Financial LLC10-01-2019
Chuezheng C. LorParkland Securities, LLCLPL Financial LLC10-01-2019
Brian LynchKathmere Capital Management, LLCLPL Financial LLC10-01-2019
Catherine Lorie LafeeButcherJoseph Asset Management, LLCLPL Financial LLC09-30-2019
David Wayne ShepherdShepherd Wealth & Retirement LLCLPL Financial LLC09-30-2019
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Showing 1 to 25 of 555 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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