Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Michael MorgasenCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC$1506-16-2019
Angela Faye HoneyJ.P. Morgan Securities LLCAXA Advisors, LLC06-15-2019
Jamie Teresa PerseJ.P. Morgan Securities LLCCitizens Securities, Inc.06-15-2019
Larry Albert XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Jonathan Michael FioritoCUNA Brokerage Services, Inc.AXA Advisors, LLC06-14-2019
Christopher Roy GibardiCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Brian Edward MontalbanoSynovus Securities, Inc.SunTrust Investment Services, Inc.$10006-14-2019
James Albert Meiron Jr.Synovus Securities, Inc.SunTrust Advisory Services, Inc.$15006-14-2019
Tonya Delora KropoffSynovus Securities, Inc.SunTrust Investment Services, Inc.$1,00006-14-2019
Keith William GarnerSynovus Securities, Inc.SunTrust Advisory Services, Inc.06-14-2019
Wade Vincent KrempelSynovus Securities, Inc.SunTrust Advisory Services, Inc.$1,00006-14-2019
Jeffrey Dean ParksSynovus Securities, Inc.SunTrust Advisory Services, Inc.06-14-2019
Louis Martin WolfsonCetera Investment Services LLCFinancial Resources Group Investment Services, LLC$5006-14-2019
Brenda Lee GreegorCetera Investment Services LLCInfinex Investments, Inc.$15006-14-2019
Mark GavrilovCetera Investment Services LLCFinancial Resources Group Investment Services, LLC06-14-2019
Jesse Richard NavarroU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-14-2019
Jason Asbury RivesAxos Invest LLCHorace Mann Investors, Inc.06-14-2019
Nikolai Matthew PapaWoodbury Financial Services, Inc.Securian Financial Services, Inc.06-14-2019
Isaiah Ralph GrahamVoya Financial Advisors, Inc.Foresters Financial Services, Inc.06-14-2019
Lawrence Clanton TeetsAmeriprise Financial Services, LLCWedbush Securities Inc.06-14-2019
Parshalla Kay WoodAmeriprise Financial Services, LLCWedbush Securities Inc.$2506-14-2019
Gary James HelblingAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5006-14-2019
Philip Ransom DepriestLPL Financial LLCCetera Investment Advisers LLC06-14-2019
Gregg Allen HorsmanLPL Financial LLCH. Beck, Inc.$1006-14-2019
Robert Eugene NicholsLPL Financial LLCRaymond James Financial Services, Inc.$5006-14-2019
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Showing 1 to 25 of 4,448 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.