Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph Cunningham Jr.Pinnacle Wealth Planning Services, Inc.1st Global Capital Corp.06-07-2019
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
James Robert SheltonLPL Financial LLC360 Wealth Management, LLC$25005-06-2019
Kelli Marie GrewBeacon Financial Planning of Cape CodAAFCPAs Wealth Management, LLC04-09-2019
Janet Rhodes FriedmanCWM, LLCABARIS FINANCIAL GROUP, LLC04-01-2019
John Francis FlynnCWM, LLCAbaris Financial Group, LLC04-01-2019
Michael Phillip DunhamCapstone Financial Group, IncAccess Financial Resources Inc.04-02-2019
Evan Peabody CarterSignatureFD, LLCACG Wealth Inc.03-29-2019
David Allen WaltersNMS Capital Advisors, LLC.Advisory Group Equity Services Ltd.$25003-28-2019
Monique Renee MarshallLife By Design Investment Advisory ServicesAdvisory Services Network05-16-2019
Justin Derrick JonesLevel Four Advisory ServicesAE Wealth Management, LLC04-29-2019
Hannah LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.06-14-2019
Joe Marlon PazminoJoseph Gunnar & Co. LLCAegis Capital Corp.06-03-2019
Gerald Martin HeilpernSpartan Capital Securities, LLCAegis Capital Corp.$47005-23-2019
Alexander A RazumnyA.G.P / Alliance Global PartnersAegis Capital Corp.05-07-2019
John Patrick Harty IIIA.G.P / Alliance Global PartnersAegis Capital Corp.05-02-2019
Alexander Vlad YelenskyA.G.P / Alliance Global PartnersAegis Capital Corp.05-01-2019
Samuel J. SchellerA.G.P / Alliance Global PartnersAegis Capital Corp.$10004-08-2019
David Mitchell HalperinR. F. Lafferty & Co., Inc.Aeon Capital Inc04-05-2019
David Cooper JohnstunPFS Investments Inc.AIG Capital Services, Inc.05-14-2019
Michael A Gingrich Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.04-02-2019
Nathan Alexander PenhaAllstate Financial Services, LLCAIG Capital Services, Inc.$10003-22-2019
Christine A. PavelRaymond James Financial Services, Inc.Alera Investment Advisors, LLC03-18-2019
Shayne Christopher LaytonAscensus Broker Dealer Services, LLCAlight Financial Solutions, LLC06-10-2019
Matthew T. HoskinsUnited Planners' Financial Services of America A Limited PartnerAllegis Investment Services, LLC04-01-2019
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Showing 1 to 25 of 3,916 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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