Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Jacqueline SitesJ.P. Morgan Securities LLCMorgan Stanley03-16-2019
Michael G Weist JrDMK Advisor Group, Inc.Royal Alliance Associates, Inc.03-16-2019
Justin G DavisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$12003-18-2019
George Mercurio PascucciCambridge Investment Research, Inc.Lincoln Financial Securities Corporation03-18-2019
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
Sanford J PrizantCapital Asset Advisory Services, LLCInvestment Planners, Inc.03-18-2019
William James Fleming JrCalton & Associates, Inc.Western Wealth Management LLC03-18-2019
Michael John-Hubbard ThompsonStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.03-18-2019
Edward John Driscoll JrOppenheimer & Co. Inc.Tullett Prebon Financial Services LLC$2503-18-2019
Christine A PavelRaymond James Financial Services, Inc.Alera Investment Advisors, LLC03-18-2019
Michael Mark McGregorRetirement Wealth Advisors, Inc.Prosperity Capital Advisors03-18-2019
Steven Patrick MelenLPL Financial LLCMorgan Stanley$5003-18-2019
Marc John MosherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-18-2019
Margo Jane ScepaniakWoodbury Financial Services, Inc.LPL Financial LLC03-18-2019
Matthew James ArmstrongCitizens Securities, Inc.PNC Investments03-18-2019
Gloria Nydam GoodeCambridge Investment Research, Inc.Securities America, Inc.$5003-18-2019
Chad SpezialeIndependent Financial PartnersLPL Financial LLC03-18-2019
Bradley Craig BrailRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-18-2019
Michelle Lee GaskillRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-18-2019
Sulieman E NurideenPNC InvestmentsVALIC Financial Advisors, Inc.03-18-2019
Mark Allan JonesonCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.03-18-2019
Gregory Scott ReynoldsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15003-18-2019
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
Justin Gregory DavisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-18-2019
Michael E De La GarzaCapital Investment Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2019
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Showing 1 to 25 of 3,698 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.