Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David L Spence Jr.J.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-16-2019
Justin G. DavisRaymond James Financial Services, Inc.Wells Fargo Advisors$12003-18-2019
Justin Gregory DavisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-18-2019
Gregory Scott ReynoldsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15003-18-2019
Steven Patrick MelenLPL Financial LLCMorgan Stanley$5003-18-2019
Gloria Nydam GoodeCambridge Investment Research, Inc.Securities America, Inc.$5003-18-2019
Bradley Craig BrailRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2503-18-2019
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
Michelle Lee GaskillRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-18-2019
Sulieman E NurideenPNC InvestmentsVALIC Financial Advisors, Inc.03-18-2019
George Mercurio PascucciCambridge Investment Research, Inc.Lincoln Financial Securities Corporation03-18-2019
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
Jonathon David MerickelPruco Securities, LLC.Vivaldi Capital Management, LLC03-18-2019
Vincent DepaolaEdward JonesUBS Financial Services Inc.03-18-2019
Jeffry Benjamin VargasBoston Investment Management L.L.C.Stonecrest Capital Markets, Inc.03-18-2019
Mackenzie Stephen ZajecHD Vest Investment ServicesCetera Advisor Networks LLC03-18-2019
Reid Gregory PrinzoCommonwealth Financial NetworkMFS Fund Distributors, Inc.03-18-2019
Michael Thomas LeporeRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2019
Hardeep SinghWedbush Securities Inc.Wells Fargo Clearing Services, LLC03-18-2019
Michael Y. HatchellLPL Financial LLCCetera Investment Services LLC03-18-2019
Lora Louise MeinsNYLIFE Securities LLCFBL Marketing Services, LLC03-18-2019
Ida May WestCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.03-18-2019
Easton David MossmanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-18-2019
Ivan Salim PortalatinBCI Securities, Inc.Morgan Stanley03-18-2019
Scott Alan StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC03-18-2019
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Showing 1 to 25 of 2,158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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