Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tonya Delora KropoffSynovus Securities, Inc.SunTrust Investment Services, Inc.$1,00006-14-2019
Kevin Len CliftRBC Capital Markets, LLCMorgan Stanley$25006-14-2019
Mark Alan SiverStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$25006-14-2019
Eric Leigh JacobsStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15006-14-2019
Brenda Lee GreegorCetera Investment Services LLCInfinex Investments, Inc.$15006-14-2019
Waltraud GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
Brian Edward MontalbanoSynovus Securities, Inc.SunTrust Investment Services, Inc.$10006-14-2019
John Scott GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
Trey Landel WilkersonLPL Financial LLCHilltop Securities Independent Network Inc.$10006-14-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.$10006-14-2019
Louis Martin WolfsonCetera Investment Services LLCFinancial Resources Group Investment Services, LLC$5006-14-2019
Kenie Theresa WrennRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-14-2019
Glenn Richmond RoyalPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-14-2019
Robert Eugene NicholsLPL Financial LLCRaymond James Financial Services, Inc.$5006-14-2019
Michele Alice JonesPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Brooke Vonise MayDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Michael Stephen ThompsonLPL Financial LLCForesters Financial Services, Inc.$5006-14-2019
Keith David DumasParkland Securities, LLCCambridge Investment Research, Inc.$5006-14-2019
George DobbsIndependent Financial Group, LLCLPL Financial LLC$5006-14-2019
Juan Nicolas EspinosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5006-14-2019
George Stafford Eckhardt Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Mary Elizabeth BlackardHuntleigh Securities CorporationAmeriprise Financial Services, Inc.$2506-14-2019
Parshalla Kay WoodAmeriprise Financial Services, Inc.Wedbush Securities Inc.$2506-14-2019
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Showing 1 to 25 of 2,163 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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