Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Faye HoneyJ.P. Morgan Securities LLCAXA Advisors, LLC06-15-2019
Jamie Teresa PerseJ.P. Morgan Securities LLCCitizens Securities, Inc.06-15-2019
Larry Albert XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Elizabeth Emmert EvansDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Saul Ernesto LicoHilltop Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-14-2019
Jeffrey Glen RushMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
George William McMullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-14-2019
Robert Anthony MarroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-14-2019
Wilbert DominguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-14-2019
Ronald G. LeachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Matthew Anthony GaetaCetera Advisors LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-14-2019
Christopher Roy GibardiCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Roger Ainsworth GrahamWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.06-14-2019
Kyle Frederick CliftRBC Capital Markets, LLCMorgan Stanley06-14-2019
Natalie Carol PichaPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Cheryl L Amato LidawerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Sarah GreenNorth Berkeley Wealth Management, LLCTransformative Wealth Management LLC06-14-2019
Andrew Glen HahnHahn Financial Services, LLCJ. W. Cole Advisors, Inc.06-14-2019
Jason M CilloFusion Capital ManagementVirtue Capital Management, LLC06-14-2019
Kent Jamieson FisherMutual Advisors, LLCOld Peak Finance06-14-2019
Ryan Richard PoteracktruAdvice LLCCapital Asset Advisory Services, LLC06-14-2019
Andrea Marie CrowellKearney-Burch Financial Services, Inc.KEARNEY-BURCH FINANCIAL SERVICES, INC.06-14-2019
Qlirim DautiRaymond James & Associates, Inc.Edward Jones06-14-2019
Lucas Hector VanerioPruco Securities, LLC.Edward Jones06-14-2019
Kara Eileen O'ConnorEdward JonesFBL Marketing Services, LLC06-14-2019
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Showing 1 to 25 of 3,916 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.