Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Tartt Brown IIIMorgan StanleyStifel, Nicolaus & Company, Incorporated$15006-07-2019
John Brady StampsIFP Securities, LLCLPL Financial LLC$1,00006-04-2019
Randy Thomas NallsProEquities, Inc.GWFS Equities, Inc.06-04-2019
Mark Jeffrey GreenRFG Advisory, LLCWells Fargo Clearing Services, LLC05-31-2019
Mayo M. WoodwardSA Stone Wealth Management Inc.Pruco Securities, LLC.$26905-28-2019
Nathan Ryan NovotnyBBVA Securities Inc.Pruco Securities, LLC.05-28-2019
David J. FosterLincoln Financial Advisors CorporationProEquities, Inc.05-20-2019
John Matthew BurnsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Jeremy W. YoungLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Aaron Christopher BethuneLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Ernest Lee Smith Jr.Principal Securities, Inc.LPL Financial LLC05-16-2019
Cecil Ray DentonSA Stone Wealth Management Inc.LPL Financial LLC$2505-15-2019
Andrew Warren SchaperAmeriprise Financial Services, Inc.AXA Advisors, LLC05-08-2019
Jonathan HornsbyOak Tree Financial Services, LLCBridgeworth, LLC05-02-2019
Caroline Thompson CorsoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
Harry Ison Brown Jr.SA Stone Wealth Management Inc.Capital Financial Services, Inc.04-29-2019
Ana Paula FonsecaProEquities, Inc.Raymond James Financial Services, Inc.04-29-2019
Joseph Edward McCastlainRaymond James Financial Services, Inc.Mutual of America Life Insurance Company04-29-2019
Matthew T. StoreyThe Jeffrey Matthews Financial Group, L.L.C.Wells Fargo Clearing Services, LLC04-26-2019
Patrick Allen WernerM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC04-15-2019
Alphonse Earl PerryVALIC Financial Advisors, Inc.GWFS Equities, Inc.04-09-2019
Craig Sorrell Pittman Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00004-05-2019
Ryan Matthew ParksBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-05-2019
Sharilyn Ann BurnumPrivate Client Services, LLCRaymond James Financial Services Advisors, Inc$2504-05-2019
Adolph Weil IVBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-05-2019
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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