Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
Sandra Liliana EspinelWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC03-20-2019
William C. MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$16003-22-2019
William C Miller Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-22-2019
Leo Frank Palliardi Jr.Voya Financial Advisors, Inc.Waddell & Reed$10003-25-2019
Scott Andrew TrevethanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-27-2019
Donna Lorraine JudgeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25003-27-2019
Patrick M. HowellPark Avenue Securities LLCMML Investors Services, LLC$50003-27-2019
Michael Jay MildrumNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Rachel Denise SorrentinoJanney Montgomery Scott LLCCommonwealth Financial Network03-28-2019
Christopher Croy SpragueAllstate Financial Services, LLCPark Avenue Securities LLC03-29-2019
Daniel Robert CahillInfinex Investments, Inc.Raymond James Financial Services, Inc.$46004-01-2019
Tracy Anne MackinstryLPL Financial LLCNorthstar Wealth Partners LLC$50004-01-2019
Chad Wilford LangevinCommonwealth Financial NetworkTIAA-CREF Individual & Institutional Services, LLC04-01-2019
Timothy Douglas StowellCommonwealth Financial NetworkFidelity Personal and Workplace Advisors04-01-2019
Robert Edmund FryMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-02-2019
George A. MudryMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-02-2019
Thanh TranPark Avenue Securities LLCAST Investment Services, Inc.04-09-2019
Elizabeth Katherine LottLPL Financial LLCHorace Mann Investors, Inc.$10004-10-2019
Susan Roth MassicottCommonwealth Financial NetworkCruice Financial Organization$15004-11-2019
Ashley Wells OliverRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-12-2019
Michael Francis DilorenzoMilestone Asset Management Group, LLCMML Investors Services, LLC04-15-2019
Karl Francis MolwitzWoodbury Financial Services, Inc.H. Beck, Inc.$50004-16-2019
Ryan J. PinardWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.04-18-2019
Philip Timothy WielochCalton & Associates, Inc.CAPITAL FINANCIAL SERVICES, INC.04-22-2019
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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