Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Blake BanksFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-31-2019
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Alan Ferreira Braga Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
Alejandro ZayasMariner Wealth AdvisorsSINGER XENOS SCHECHTER SOSLER WEALTH MANAGEMENT06-05-2019
Alexander Albert AlfonsoPruco Securities, LLC.AXA Advisors, LLC$10004-03-2019
Alexander ArrietaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Cetera Investment Services LLC05-30-2019
Alexander Montgomery StakTrinity Wealth Securities, L.L.C.IFS Securities03-21-2019
Alexandra MarquezCUNA Brokerage Services, Inc.Citi International Financial Services LLC03-29-2019
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Services LLC05-06-2019
Alfredo A. Rosas Jr.BB&T Securities, LLCMorgan Stanley05-21-2019
Allen John HegenerKestra Investment Services, LLCStifel, Nicolaus & Company, Incorporated$50004-08-2019
Amanda W. JowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.05-01-2019
Ana Catalina SmalleyMorgan StanleyUBS Financial Services Inc.05-28-2019
Andre St Lawrence CampbellPFS Investments Inc.Inspire Advisors, LLC06-13-2019
Andrea Lee PatrickRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-02-2019
Andrew B DennisNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC05-03-2019
Andrew BarnettJ.W. Cole Financial, Inc.Global Financial Private Capital, Inc.$25004-16-2019
Andrew C. StroudWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones06-04-2019
Andrew John ConstantinidesWestPark Capital, Inc.I-Bankers Direct, LLC06-14-2019
Andrew Louis GentileAmerican Portfolios Financial Services, Inc.The Leaders Group, Inc.05-09-2019
Anthony Humberto MoasLPL Financial LLCFidelity Personal and Workplace Advisors05-03-2019
Anthony Langford BriddellGWN Securities Inc.MML Investors Services, LLC05-01-2019
Armando Humberto BermudezHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-29-2019
Arnaldo Cunha RegoSnowden Account Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-12-2019
Arthur Theodore Brown Jr.Southport CapitalOppenheimer & Co. Inc.06-13-2019
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Showing 1 to 25 of 353 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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