Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jude CorwinMML Investors Services, LLCOneAmerica Securities, Inc.06-10-2019
Albert Norris Dashiell Jr.Dempsey Lord Smith, LLCCapital Investment Group, Inc.04-26-2019
Andrew Scott HammSummit Private Wealth, LLCNorthwestern Mutual Investment Services, LLC05-06-2019
Benjamin Frank JoelRBC Capital Markets, LLCMorgan Stanley$5005-24-2019
Brandi Lyde WhitfieldGWN Securities Inc.Voya Financial Advisors, Inc.06-03-2019
Brian M HughesAdvisory Services NetworkMadden Advisory Services, Inc.06-13-2019
Caleb A. TuckerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
David L. RaymonRaymon Capital Advisors, LLCCharles Schwab & Co., Inc.04-25-2019
Doris Wynnette CheekThrivent Investment Management Inc.Edward Jones$2503-27-2019
Dwain Arthur Blake IICRG Wealth, LLCLiberty Partners Financial Services, LLC06-03-2019
Edward Francis Ambrose IIISound View Wealth Advisors Group, LLCSound View Wealth Advisors, LLC04-04-2019
Edwin James PinigisBB&T Securities, LLCPNC Investments06-06-2019
Eric Pierre MansonNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2019
Erik Robert DoddsCRG Wealth, LLCLiberty Partners Financial Services, LLC06-10-2019
Gary Tinsley WeldenIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Jacob Steven PiotraczkRaymond James & Associates, Inc.J.P. Morgan Securities LLC06-11-2019
Jeff SchultzJanney Montgomery Scott LLCRaymond James$20004-18-2019
John Francis StojSafebridgeTransamerica Financial Advisors, Inc05-02-2019
John Hoffman Moore IIIEastsound Capital Advisors, LLCInstitute For Wealth Advisors, Inc.05-15-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.$10006-14-2019
Joshua Andrew CarrWells Fargo Clearing Services, LLCEdward Jones05-30-2019
Keith Aaron WoodSynovus Securities, Inc.Raymond James Financial Services, Inc.$13504-01-2019
Kenneth B. ButlerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2019
Kevin R. JohnsFifth Third Securities, Inc.M&T Securities, Inc.05-30-2019
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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