Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC06-14-2019
Justin Michael MarcusAE Wealth Management, LLCPFS Investments Inc.06-12-2019
Logan Kristopher SimeringTD Ameritrade Investment Management, LLCT. Rowe Price Investment Services, Inc.06-12-2019
Michael Hannon KurlandSecurian Financial Services, Inc.The O.N. Equity Sales Company06-11-2019
Robert Warren RobertsonCambridge Investment Research, Inc.Avantax Investment Services, Inc.06-03-2019
Leslie Erin McElwainMorgan StanleyWells Fargo Clearing Services, LLC06-03-2019
Matt L BaconCarmichael Hill & Associates IncCUSO Financial Services, L.P.06-03-2019
David Michael ButlerWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Brian Andrew MessickLPL Financial LLCKestra Investment Services, LLC$5005-30-2019
Michael G WeberLPL Financial LLCKestra Investment Services, LLC$3605-30-2019
Matthew Manning IiRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Neetu KohliWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.05-29-2019
Todd John JohnsonFidelity Brokerage Services LLCVoya Financial Partners, LLC05-28-2019
Reggie Jerome TurnerPruco Securities, LLC.EK Riley Investments, LLC$15005-22-2019
William Lawrence Gaines JrCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC05-22-2019
Jeffrey Alexander KeisterJK Private Wealth AssociatesLPL Financial LLC05-19-2019
Sherman Malcolm Malcolm EthridgeCIC Wealth, LLCWells Fargo Clearing Services, LLC05-15-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
John Jay JohnCalton & Associates, Inc.Capital Financial Services, Inc.05-13-2019
Daniel Robert CamposSecurities America, Inc.RBC Capital Markets, LLC05-13-2019
Gabriel Antonio MarquezCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-13-2019
Bryan WassermanTriad Advisors LLCMML Investors Services, LLC05-13-2019
Nicoletti Joanna FrankBrown Advisory Securities, LLCEquitable Advisors, LLC05-08-2019
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Tristan L JacobiCWM Advisory, LLCSCF Investment Advisors, Inc.04-29-2019
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.