Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Clark, Rick StubbsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17506-13-2019
Dave BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17006-13-2019
Richard Warren Stubbs Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
Steven J. ClarkStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
David Michael BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Paul Mark BonacciniWedbush Securities Inc.Raymond James & Associates, Inc.$5006-11-2019
Timothy Michael HillHill Investments LLCRaymond James & Associates, Inc.06-11-2019
Kevin James BatesKestra Investment Services, LLCAXA Advisors, LLC$10006-10-2019
Emily Helen JolesSchwallier Wealth ManagementMorgan Stanley06-08-2019
Robert Allan Palma Jr.Regulus Advisors, LLCCapital Analysts$2506-06-2019
James Francis WiaduckCetera Advisor Networks LLCJanus Distributors LLC06-06-2019
Amy Jean KomisLPL Financial LLCCUSO Financial Services, L.P.06-06-2019
Shane Mitchell RobinsonLPL Financial LLCLifeMark Securities Corp.06-05-2019
David Jeffrey PowellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-05-2019
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
Matthew C MoceriFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Anthony Earl PorterCetera Advisor Networks LLCInfinex Investments, Inc.05-31-2019
Donald H. Hunt IIOneAmerica Securities, Inc.Cambridge Investment Research, Inc.05-30-2019
Aaron M. KlemmIFP Securities, LLCLPL Financial LLC05-23-2019
Ryan Michael GormanIFP Securities, LLCLPL Financial LLC05-23-2019
Nicholas Kevin CallesenIFP Securities, LLCLPL Financial LLC$5005-22-2019
Aroson M. RandleMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-21-2019
Hari RaoEdward JonesCitizens Securities, Inc.$5005-17-2019
Eric Charles MetzgerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15005-15-2019
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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