Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Massimo PaoneRegal Investment Advisors LLCAltrius Capital Management, Inc.04-22-2019
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, LLC06-12-2019
Thaddeus Dwight PhelpsAdvance Wealth Management Service, LLCAmeriprise Financial Services, LLC05-13-2019
Rakesh BhartiSigma Financial CorporationAmeriprise Financial Services, LLC$2504-12-2019
Neil D PaolellaMercer Global Advisors Inc.ARBOR ASSET MANAGEMENT, LLC03-26-2019
John R CarneyMercer Global Advisors Inc.ARBOR ASSET MANAGEMENT, LLC03-26-2019
Erin Marie SpigielEdward JonesAvantax Investment Services, Inc.04-01-2019
James A CarrelBrooklight Place Securities, Inc.Bankers Life Securities, Inc.04-22-2019
Michael James BytnarTFG Financial Advisors, LLCBFC Planning, Inc.05-01-2019
Nolan McintoshAE Wealth Management, LLCBrokers International Financial Services, LLC.05-13-2019
Kenneth Allen JonesSimplicity WealthBrokers International Financial Services, LLC.05-03-2019
James Browning MoerdykCapital Advisor Network, LLCBrookstone Capital Management LLC03-18-2019
Donald H Hunt IIOneAmerica Securities, Inc.Cambridge Investment Research, Inc.05-30-2019
Robert Allan Palma JrRegulus Advisors, LLCCapital Analysts$2506-06-2019
Russell Thomas FullerStifel, Nicolaus & Company, IncorporatedCitizens Securities, Inc.06-13-2019
Jacqueline Thuyle TranComerica SecuritiesCitizens Securities, Inc.06-06-2019
Amy Sue TravisRaymond James Financial Services, Inc.Commonwealth Financial Network05-23-2019
William Joseph RevoirChange Path LLCCoreCap Advisors03-29-2019
Amy Jo BuckERTS Wealth Advisors, LLCEdward Jones06-03-2019
Peter Marlin AndersonInfinex Investments, Inc.Edward Jones05-09-2019
Regina N SpenceLPL Financial LLCEdward Jones04-01-2019
Kevin James BatesKestra Investment Services, LLCEquitable Advisors, LLC$10006-10-2019
Daniel Robert TaylorKestra Investment Services, LLCEquitable Advisors, LLC06-10-2019
William Donald Blank JrKestra Investment Services, LLCEquitable Advisors, LLC06-10-2019
Philip A TribbleArbor Trust Wealth Advisors, LLCEquitable Advisors, LLC04-12-2019
Next Page »

Showing 1 to 25 of 128 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.