Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reid Gregory PrinzoCommonwealth Financial NetworkMFS Fund Distributors, Inc.03-18-2019
Melvin Jack LoeserA.G.P / Alliance Global PartnersEmpire Asset Management Company$10003-19-2019
John Anthony BuscoLaidlaw & Company (UK) Ltd.Morgan Stanley$50003-19-2019
Richard Henry CarrierAxiom Capital Management, Inc.Summit Equities, Inc.$50003-19-2019
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.$50003-19-2019
Christopher Pierce GualeJ.P. Morgan Securities LLCMorgan Stanley03-19-2019
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
Mark Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.03-19-2019
John William RahoSpartan Capital Securities, LLCAllied Millennial Partners, LLC03-20-2019
Jessica Lynn CarrKey Investment Services LLCJ.P. Morgan Securities LLC03-20-2019
Jamie Brett GoldgrubMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation$10003-21-2019
Robert Francis Carrigg Jr.Steward Partners Investment Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
Christina Lee O'DonnellSteward Partners Investment Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
Andrew Jordan SmallSteward Partners Investment Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Albert William Porto Jr.Vanderbilt Securities, LLCOppenheimer & Co. Inc.$10003-22-2019
Lisa Marie FiorentinoJ.P. Morgan Securities LLCMorgan Stanley03-22-2019
Kyle M WitmanSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Stephen J. MinconeKestra Investment Services, LLCAmeriprise Financial Services, Inc.03-22-2019
John Philip CreeronAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$10003-25-2019
Everard Jamel BisnauthNeuberger Berman BD LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-25-2019
Ernest EscobarLPL Financial LLCJ.P. Morgan Securities LLC03-25-2019
Lukasz G JankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-25-2019
Alexander Daniel TantleffAXA Advisors, LLCJ.P. Morgan Securities LLC$15003-26-2019
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Showing 1 to 25 of 341 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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