Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan M. RhodeModern Wealth LLCUnited Capital Financial Advisers04-03-2019
Albert Samuel Dalby Jr.Vantage Advisors, LLCVanguard Marketing Corporation05-22-2019
Amee Sue WrightNYLIFE Securities LLCKey Investment Services LLC03-25-2019
Ami Vastupal ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrudential Investment Management Services LLC03-28-2019
Amy J. BakerSecurities Service Network, LLCWoodbury Financial Services, Inc.05-07-2019
Andrea Belen-SandhorstMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-29-2019
Anthony W LorencAdvisory Group Equity Services Ltd.IBN Financial Services, Inc.03-25-2019
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, Inc.$5005-09-2019
Benjamin Michael McCarronSantander Securities LLCCitizens Securities, Inc.03-26-2019
Brent Willis MaceSantander Securities LLCGlobal Atlantic Distributors, LLC03-20-2019
Brian Matthew OsbornH. Beck, Inc.Beaconsfield Financial Services, Inc.04-10-2019
Carrie MullinsLPL Financial LLCForesters Financial Services, Inc.$5003-29-2019
Chris TalpasSantander Securities LLCCitizens Securities, Inc.06-13-2019
Christopher James PfanstielHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC$2503-25-2019
Christos Stergios DikosJanney Montgomery Scott LLCMorgan Stanley04-25-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Curtis E. MustaInvestacorp, Inc.Kestra Investment Services, LLC$4804-01-2019
David Anthony GraverKestra Investment Services, LLCGlobal Retirement Partners LLC03-20-2019
David Ian KayWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
David Martin GarresCUSO Financial Services, L.P.PNC Investments$25005-29-2019
David Warren HoffmannTriad Advisors LLCPurshe Kaplan Sterling Investments$5004-15-2019
David Wayne BeltzAmeritas Investment Corp.MML Investors Services, LLC$5006-03-2019
Diane Louise KridlerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.04-24-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities LLC06-03-2019
Edward Matosziuk Jr., Stephen BickleyAmeriprise Financial Services, Inc. Services, Inc.Wells Fargo Clearing Services, LLC$31503-29-2019
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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