Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Len CliftRBC Capital Markets, LLCMorgan Stanley$25006-14-2019
Trey Landel WilkersonLPL Financial LLCHilltop Securities Independent Network Inc.$10006-14-2019
Glenn Richmond RoyalPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Michele Alice JonesPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
George Stafford Eckhardt Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Wesley James DarilekHilltop Securities Inc.Wells Fargo Clearing Services, LLC$2506-14-2019
Jeffrey John TalaricoLaSalle St. Securities, LLCAmeriprise Financial Services, Inc.$2506-14-2019
Matthew Douglas SheldahlRBC Capital Markets, LLCMorgan Stanley06-14-2019
Kyle Frederick CliftRBC Capital Markets, LLCMorgan Stanley06-14-2019
Qlirim DautiRaymond James & Associates, Inc.Edward Jones06-14-2019
Roger Ainsworth GrahamWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-14-2019
William Henry LittonLexington Hill Partners, LLCCypress Point Wealth Management, LLC06-13-2019
Matthew Garrett DoyleClear ProsperityHFG Wealth Management, LLC06-12-2019
Colesen Craig EvansLexington Hill Partners, LLCCypress Point Wealth Management, LLC06-12-2019
Adam David SchwartzMML Investors Services, LLCNYLIFE Securities LLC06-12-2019
Brett Raphael LevyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Michael Mordechi CharneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Douglas Charles SehresAmeriprise Financial Services, Inc.Securian Financial Services, Inc.06-07-2019
Matthew E UngerFocus Asset Management LLCFisher Investments06-07-2019
Robert Alexander WenzigWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Kevin Karrh, Zachary HopeStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$59006-06-2019
Luis Manuel Gutierrez Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2506-06-2019
Kevin T KarrhStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-06-2019
Jose R. Jimenez MuratMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-06-2019
Zachary Steven HopeStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
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Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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