Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Fowler Wayne Creef Jennifer AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26007-18-2019
Brad Jolly Gary Williams Robbie WalkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14007-18-2019
William Bradford JollyStifel, Nicolaus & Company, IncorporatedMorgan Stanley$1,00007-18-2019
Mark Robert VandenbrandenCambridge Investment Research, Inc.Innovation Partners LLC07-18-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Gail Lucette FlanaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-18-2019
Eric Evan EversonClient One Securities LLCBrokers International Financial Services, LLC.07-18-2019
Donald B Taylor JrDeutsche Bank Securities Inc.City National Securities, Inc.07-18-2019
Mark William MenardCantella & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-18-2019
David Blane BrantleyLPL Financial LLCCambridge Investment Research, Inc.$1607-18-2019
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
Mark Joseph BoucherStrategic Wealth Advisors Group Services Inc.SCF Investment Advisors, Inc.07-18-2019
Jennifer Shields AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-18-2019
Wayne Alan CreefRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-18-2019
Vladislav Michael RomanovLPL Financial LLCWells Fargo Clearing Services, LLC07-18-2019
Josh Alan FrankelTrustmont Financial Group, Inc.Capital Financial Services, Inc.07-18-2019
Gary Burgess DunneRetirement Wealth Advisors, Inc.Regal Investment Advisors LLC07-18-2019
Jacob Tyler LarrisonAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC07-18-2019
Michael Joseph Allen FowlerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Kristy Lyn PetersValMark Securities, Inc.Principal Securities, Inc.$5007-18-2019
William McConvilleQuint Capital CorporationWells Fargo Clearing Services, LLC07-18-2019
Jason Michael BenderWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC07-18-2019
Kieu Thi LeAustin Private WealthAmeriprise Financial Services, LLC$2507-18-2019
Paul Francis RodgersWinfield Associates IncGOLD LEAF CAPITAL MANAGEMENT, INC.07-18-2019
Michelle Lynn LaycockSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
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Showing 1 to 25 of 3,766 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.