Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Fowler, Wayne Creef, Jennifer AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26007-18-2019
Brad Jolly, Gary Williams, Robbie WalkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14007-18-2019
Daniel Lee ReeceRaymond James & Associates, Inc.BMO Harris Financial Advisors, Inc.$1007-18-2019
William Bradford JollyStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-18-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
David Blane BrantleyLPL Financial LLCCambridge Investment Research, Inc.07-18-2019
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
Mark Joseph BoucherStrategic Wealth Advisors Group Services Inc.SCF Investment Advisors, Inc.07-18-2019
Jennifer S. AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Wayne Alan CreefRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Josh Alan FrankelTrustmont Financial Group, Inc.Capital Financial Services, Inc.07-18-2019
Jacob Tyler LarrisonAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-18-2019
Michael Joseph FowlerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Kieu Thi LeAustin Private WealthAmeriprise Financial Services, Inc.07-18-2019
John A MunleyWhealth AdvisorsBlue Blaze Financial Advisors, LLC07-18-2019
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Joshua P HodgeFifth Third Securities, Inc.Charles Schwab & Co., Inc.07-18-2019
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Patrick Thomas LonerganCentral Wealth Management, LLC.NYLIFE Securities LLC07-18-2019
Antan R. WilsonMorgan StanleyAXA Advisors, LLC07-18-2019
Jacob John WelchValMark Securities, Inc.Principal Securities, Inc.07-18-2019
Dennis Delaney McNamaraWhealth AdvisorsLighthouse Financial Advisors, Inc.07-18-2019
Richard Francis ChautinBlue Cypress Wealth Management, LLCCetera Investment Services LLC07-18-2019
Dexter Andrew GaryBlue Cypress Wealth Management, LLCCetera Investment Services LLC07-18-2019
Mario Emilio Mendez Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
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Showing 1 to 25 of 2,164 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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