Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Joseph BurgessNYLIFE Securities LLCForesters Financial Services, Inc.07-12-2019
Christopher S. DerstineU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Danielle M WilcoxKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC07-09-2019
Douglas Edward MyersWaycross Partners, LLCAmeriprise Financial Services, Inc.06-27-2019
Austin Jordan HillRaymond James & Associates, Inc.Nationwide Investment Services Corporation06-25-2019
Emily C. HarrisCetera Investment Services LLCAllstate Financial Services, LLC06-21-2019
Gustavo Ruben NazarioCetera Investment Advisers LLCForesters Advisory Services, LLC06-19-2019
Christopher Andrew VaughnIFP Securities, LLCThrivent Investment Management Inc.06-07-2019
Isaac LafondIFP Securities, LLCThrivent Investment Management Inc.06-07-2019
Patrick Joseph FoxIFP Securities, LLCThrivent Investment Management Inc.06-07-2019
Michael D. PierceIntegrated Wealth Concepts LLCIndependent Financial Partners06-07-2019
Gregory Richard SchollesW&S Brokerage Services, Inc.Pruco Securities, LLC.06-05-2019
David Anthony WaltersParkland Securities, LLCOneAmerica Securities, Inc.06-03-2019
Caleb LafondEdward JonesThrivent Investment Management Inc.05-17-2019
Gavin Reed FoxJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.05-15-2019
Sean Michael HurleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2019
Adam B. WeinerLPL Financial LLCFSC Securities Corporation05-09-2019
Hunter Mirek BoydLPL Financial LLCMML Investors Services, LLC05-01-2019
Patrick Corbin DammertStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC04-23-2019
Gareth Albert DehnerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-12-2019
Terry L. SmallwoodAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-12-2019
Cameron Lee RichardsonJ.P. Morgan Securities LLCThrivent Investment Management Inc.$10007-09-2019
Robert Edward Armstrong Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-06-2019
Robert ArmstrongWells Fargo AdvisorsAmeriprise Financial Services, Inc. Services, Inc.$11305-06-2019
Michael Doyle DammertStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15004-23-2019
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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