Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darren Frederick LangeJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC07-23-2019
Chhe David TaingJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Sofia A. CarterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Taylor Wallace FranzmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Taylor Jane TamayoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-23-2019
Jonathan OcampoCitigroup Global Markets Inc.Cetera Investment Services LLC07-23-2019
John C ScalaFirst Horizon Advisors, Inc.Citigroup Global Markets Inc.07-23-2019
Kevin Patrick CaseyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-23-2019
Krista M. Van SickleU.S. Bancorp Investments, Inc.Financial Advocates Investment Management07-23-2019
Alejandra Benavides Benavides MorinU.S. Bancorp Investments, Inc.First Command Financial Planning, Inc.07-23-2019
Ronny RoizinHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC07-23-2019
Timothy William AllenBBVA Securities Inc.Frost Brokerage Services, Inc.07-23-2019
Amanda J. BoyceInfinex Investments, Inc.Key Investment Services LLC07-23-2019
Chelsea Ann HavrillaCitizens Securities, Inc.J.P. Morgan Securities LLC07-23-2019
Ramon V. AguirreCharles Schwab & Co., Inc.Park Avenue Securities LLC07-23-2019
Charles Mitchel GuittariE*TRADE Securities LLCTD Ameritrade, Inc.07-23-2019
James Ronald King Jr.Crown Capital Securities, L.P.Questar Capital Corporation07-23-2019
Roy Myron FakouryLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10007-23-2019
Benjamin C LingenfelterLPL Financial LLCAmeriprise Financial Services, LLC07-23-2019
James Allen SummersLPL Financial LLCSagePoint Financial, Inc.$2507-23-2019
Jonathan Luther WieneckeLPL Financial LLCPLANNING SOLUTIONS GROUP, LLC$50007-23-2019
Brian Patrick KuhnLPL Financial LLCPLANNING SOLUTIONS GROUP, LLC$50007-23-2019
Robert B. HewittLPL Financial LLCTriad Advisors LLC07-23-2019
Kiera Lynn DevoreLPL Financial LLCMorgan Stanley07-23-2019
Edward Gerard MccarthyCetera Advisor Networks LLCMML Investors Services, LLC07-23-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.