Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eugene BialczakWoodbury Financial Services, Inc.Royal Alliance Associates, Inc.07-23-2019
Michael Steven McAvoyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.07-23-2019
Kimberly Lynn MaxeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-23-2019
Paulo JardimDeutsche Bank Securities Inc.HSBC Securities (USA) Inc.07-23-2019
Hyder Nihal AghaWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-23-2019
Lauren Skidmore IvesterDempsey Lord Smith, LLCKalos Capital, Inc.07-23-2019
Pietro RuggeriMML Investors Services, LLCSecurian Financial Services, Inc.07-23-2019
Eduardo Ariel GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCreative Planning, Inc.07-23-2019
Jonathan BostwickAllstate Financial Services, LLCLPL Financial LLC07-23-2019
Robert B. HewittLPL Financial LLCTriad Advisors LLC07-23-2019
Mark Steven WojcinskiAmerican Portfolios Financial Services, Inc.GWN Securities Inc.07-23-2019
Chelsea Ann HavrillaCitizens Securities, Inc.J.P. Morgan Securities LLC07-23-2019
John C ScalaFTB Advisors, Inc.Citigroup Global Markets Inc.07-23-2019
Colton TurnerMartin Wealth Management, LLCAXA Advisors, LLC07-23-2019
John Warren VanderlindenMML Investors Services, LLCAmeriprise Financial Services, Inc.07-23-2019
Tom BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc. Services, Inc.$12707-22-2019
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.07-22-2019
Marilyn Freed AllenIndependent Financial Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Timothy P JohnsonHarbour Investments, Inc.Ausdal Financial Partners, Inc.07-22-2019
Joseph Patrick RoopDempsey Lord Smith, LLCKalos Capital, Inc.07-22-2019
Paul Thomas BurcherWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Kathryn Collings LaingThe Colony Group, LLCU. S. Boston Capital Corporation07-22-2019
Stephen Douglas NortonDempsey Lord Smith, LLCKalos Capital, Inc.07-22-2019
Simmerpal Kaur BainsWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
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Showing 1 to 25 of 2,167 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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