Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Clark, Rick StubbsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17506-13-2019
Dave BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17006-13-2019
Robert Porter, James KellettKingsview Asset Management Wells Fargo Clearing Services, LLC$12006-13-2019
Stephen SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8606-12-2019
Taylor Browman, Tyler WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$24006-07-2019
Kevin Karrh, Zachary Hope Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$59006-06-2019
Charles Brent MargolisWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15006-06-2019
Chintan Hariprakash ShuklaLPL Financial LLCRaymond James Financial Services, Inc.$106-06-2019
Micah Edward NathanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2506-06-2019
J.R. FrenzelLPL Financial LLCOppenheimer & Co. Inc.$22006-05-2019
Benjamin Moshe LeshemWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Daniel R. CastorianoLPL Financial LLCEdward Jones06-05-2019
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
Jason Eric LeftonEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Jeffrey Scott DoreEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Linwood Alexander OrenduffPlanMember Securities CorporationING Financial Partners, Inc.06-05-2019
Michael Garrison BlockhusRBC Capital Markets, LLCD.A. Davidson & Co.$15006-05-2019
Monika Hanssen MuggEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Peter Cherng Tsu ChangEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Shane Mitchell RobinsonLPL Financial LLCLifeMark Securities Corp.$106-05-2019
Steven Jeffrey HefterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Angelica V. VukobratovichFifth Third Securities, Inc.Cetera Investment Advisers LLC$1006-04-2019
David Raymond McgearySagePoint Financial, Inc.MML Investors Services, LLC06-04-2019
George Matthew MulveyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-04-2019
Jay L. Hollis Jr.Commonwealth Financial NetworkTaylor Securities, Inc.$15006-04-2019
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Showing 1 to 25 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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