Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Richard MichelonSagePoint Financial, Inc.Capital Financial Services, Inc. 08-08-2019
Jennifer Lynn PerryPrivate Client Services, LLCCFD Investments, Inc.08-08-2019
Edward Howard Barrett Jr.OneAmerica Securities, Inc.CUNA Brokerage Services, Inc.$2508-08-2019
Bruce Tower SchillingLincoln Financial Advisors CorporationLionsbridge Wealth Management LLC$5008-08-2019
Phillip Todd EdwardsVoya Financial Advisors, Inc.Nationwide Investment Advisors, LLC08-08-2019
Scott Eric FurbeeKovack Securities Inc.Securities America, Inc.$1008-08-2019
Dustin Jay PadgettGradient Securities, LLCRaymond James Financial Services$2508-07-2019
Michael Raymond NeeleyVoya Financial Advisors, Inc.Transamerica Financial Advisors, Inc08-07-2019
Bura Virgil Lawson Jr., Thomas Roper Fields III, Thomas Roper Fields Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-07-2019
Maria B CastellonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$10008-07-2019
Mario Agapito KafetzisSpartan Capital Securities, LLCAegis Capital Corp.$3608-06-2019
Anibal AlvaradoWells Fargo Clearing Services, LLCCitigroup Global Markets, Inc.08-06-2019
Todd Edward DesbergWoodbury Financial Services, Inc.First Financial Equity Corporation$1,00008-06-2019
Frangel Levi MartinezLPL Financial LLCJ.P. Turner & Company, L.L.C.08-06-2019
Robert Angus GuyAE Wealth Management, LLCSCF Investment Advisors, Inc.08-06-2019
Michael Duane KrmpotichWedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated08-06-2019
Keenan Thomas James MeitnerU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.08-06-2019
Jason Alan JorgensonGWN Securities Inc.Ameritas Investment Corp.08-05-2019
Benjamin Michael TaylorThe Huntington Investment CompanyAXA Advisors, LLC08-05-2019
James Edward BellKMS Financial Services, Inc.Cetera Investment Advisers LLC08-05-2019
Stephen Michael VolpeRoyal Alliance Associates, Inc.CUNA Brokerage Services, Inc.08-05-2019
David J. NovakPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Erika Skarlet SpeightSynovus Securities, Inc.Nationwide Investment Services Corporation08-05-2019
David Alan IveyLPL Financial LLCNationwide Securities, LLC$2508-05-2019
Dean David DornfeldSagePoint Financial, Inc.Packerland Brokerage Services, Inc.08-05-2019
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Showing 1 to 25 of 963 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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