Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Michael MorgasenCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC$1506-16-2019
Angela Faye HoneyJ.P. Morgan Securities LLCEquitable Advisors, LLC06-15-2019
Jamie Teresa PerseJ.P. Morgan Securities LLCCitizens Securities, Inc.06-15-2019
Jeff TalaricoLaSalle St Securities, L.L.C.Ameriprise Financial Services, LLC$8006-14-2019
George Stafford Eckhardt JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Bruce Alfred BoutaIfs SecuritiesCetera Advisor Networks LLC$5006-14-2019
Philip Ransom DepriestLPL Financial LLCCetera Investment Advisers LLC06-14-2019
Waltraud GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
John Joseph Grande JrSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$15006-14-2019
Cheryl L Amato LidawerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Kevin Len CliftRBC Capital Markets, LLCMorgan Stanley$25006-14-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Andrew Glen HahnHahn Financial Services, LLCJ. W. Cole Advisors, Inc.06-14-2019
James Martin HickeyEmerson Equity LLCSelect Capital Corporation06-14-2019
Mark Alan SiverStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$25006-14-2019
Lawrence Clanton TeetsAmeriprise Financial Services, LLCWedbush Securities Inc.06-14-2019
Eric Leigh JacobsStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15006-14-2019
Louis Martin WolfsonCetera Investment Services LLCFinancial Resources Group Investment Services, LLC$5006-14-2019
Kenie Theresa WrennRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-14-2019
Ryan Richard PoteracktruAdvice LLCCapital Asset Advisory Services, LLC06-14-2019
Mary Elizabeth BlackardHuntleigh Securities CorporationAmeriprise Financial Services, LLC$2506-14-2019
Parshalla Kay WoodAmeriprise Financial Services, LLCWedbush Securities Inc.$2506-14-2019
Brian Edward MontalbanoSynovus Securities, Inc.SunTrust Investment Services, Inc.$10006-14-2019
Joseph Albert HendersonJohnson Investment Counsel, Inc.Vintage Financial Services LLC06-14-2019
James Albert Meiron JrSynovus Securities, Inc.SunTrust Advisory Services, Inc.$15006-14-2019
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Showing 1 to 25 of 1,315 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.