Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane Patrick Dennehy5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Daniel Alexander Caycedo5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Brian M HughesAdvisory Services NetworkMadden Advisory Services, Inc.06-13-2019
Richard Robert EicheldingerAffinity Wealth LLCTrue Wealth Design, LLC05-21-2019
Robert Lawrence DelucasAfton Advisors, LLCPark Avenue Securities LLC05-16-2019
Thomas Henry AlexaAlexa Wealth Management, LLCCambridge Investment Research, Inc.06-03-2019
Mark Stephen SauerAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Christian Fernando CarreonAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Eric J. JacksonAllen & Company of Florida, Inc.Morgan Stanley06-06-2019
Tracy Thomas MartinoAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC06-10-2019
Matthew Thomas OelschlagerAllstate Financial Services, LLCEquity Services, Inc.06-07-2019
Bryan James BaccaroAllstate Financial Services, LLCAXA Advisors, LLC06-03-2019
David John AdamsAllstate Financial Services, LLCAmeriprise Financial Services, Inc.06-03-2019
John Cody SaulpawAllstate Financial Services, LLCFBL Marketing Services, LLC05-31-2019
Jonathan Jed MeyersAllstate Financial Services, LLCLPL Financial LLC05-30-2019
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
Rodney Charles BrewerAllstate Financial Services, LLCBrewer Financial Life Advisors, LLC05-16-2019
Evan Joshua LevyAmerican Portfolios Financial Services, Inc.Morgan Stanley06-05-2019
John Zupka IIIAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC05-20-2019
Anubhav MullickAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC05-17-2019
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-14-2019
Parshalla Kay WoodAmeriprise Financial Services, Inc.Wedbush Securities Inc.$2506-14-2019
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Michael FeuryAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.06-12-2019
Henry KahenAmeriprise Financial Services, Inc.Edward Jones$5006-10-2019
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Showing 1 to 25 of 858 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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