Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Edward HollandWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-16-2019
Richard James GowDempsey Lord Smith, LLCLara, May & Associates, LLC$25005-16-2019
Michael Kennedy CarberryLPL Financial LLCOppenheimer & Co. Inc.$15005-16-2019
Nicole A. BorenProEquities, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15005-16-2019
Keith Andrew O'BrienRaymond James Financial Services, Inc.LPL Financial LLC$10005-16-2019
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Charles Andrew EvansWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-16-2019
Gregory Joseph KennedyLPL Financial LLCSummit Brokerage Services, Inc.$2505-16-2019
Roldo Alan BeachBenefits Consulting Group, LLCMcDonald Partners LLC05-16-2019
George Gardes Macdonald Jr.Beacon Harbor Wealth AdvisorsWells Fargo Clearing Services, LLC05-16-2019
Paul Carl MazzanobilePrincipal Securities, Inc.MML Investors Services, LLC05-16-2019
Robert Brett KramerPinnacle Investment AdvisorsNative American Fund Advisors LLC05-16-2019
Monique Renee MarshallLife By Design Investment Advisory ServicesAdvisory Services Network05-16-2019
Louise M SchwehrLPL Financial LLCForesters Financial Services, Inc.05-16-2019
Taimur QadirBrokers International Financial Services, LLC.Park Avenue Securities LLC05-16-2019
Ernest Lee Smith Jr.Principal Securities, Inc.LPL Financial LLC05-16-2019
Rodney Charles BrewerAllstate Financial Services, LLCBrewer Financial Life Advisors, LLC05-16-2019
Deborah Lee-KavousiU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-16-2019
Matthew MeginCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Clinton Edward AndersonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Paul Gerard JonesJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.05-16-2019
Robert Lawrence DelucasAfton Advisors, LLCPark Avenue Securities LLC05-16-2019
Shahzeib ParvezPark Avenue Securities LLCOppenheimer & Co. Inc.05-16-2019
Bola T. AnimashaunWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-16-2019
Jakob Ryan SweeneyLPL Financial LLCAXA Advisors, LLC05-16-2019
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Showing 1 to 25 of 860 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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