Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodolfo Antonio SuarezBrokers International Financial Services, LLC.Reliance Worldwide Investments, LLC05-17-2019
Mark Anthony FilardiWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-17-2019
Paul William DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Kevin Michael MannMann Financial GroupRaymond James Financial Services, Inc.05-17-2019
Roger James BlundellNew England Tactical Investments LLCPruco Securities, LLC.05-17-2019
Heidi J. HelmekeEnspyre Wealth Advisors, Inc.Prestige Wealth Management05-17-2019
Bradford John JacksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-17-2019
Michael Lorin RossCrow Creek WealthFidelity Brokerage Services LLC05-17-2019
Teresa Marie OclairCalton & Associates, Inc.Capital Financial Services, Inc.05-17-2019
John Matthew BurnsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Jeffrey Alan GlusmanLevel Four Advisory ServicesSunTrust Investment Services, Inc.05-17-2019
Felicia Ann BrightbillRaymond James Financial Services, Inc.Edward Jones05-17-2019
Brian Eugene MannMann Financial GroupRaymond James Financial Services, Inc.05-17-2019
Jeremy W. YoungLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
Melanie Nicole FingletonPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-17-2019
Liane Kimura ChongMML Investors Services, LLCAmeriprise Financial Services, Inc.05-17-2019
Jessica Eizabeth PoynterFirst Heartland Capital, Inc.Raymond James & Associates, Inc.05-17-2019
Anubhav MullickAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC05-17-2019
Steven H. CliadakisPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-17-2019
Matthew Kelly JumpNorthwestern Mutual Investment Services, LLCValMark Securities, Inc.05-17-2019
Aaron Christopher BethuneLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Todd Lynne CoxRaymond James Financial Services, Inc.AXA Advisors, LLC05-17-2019
James A BoyleLPL Financial LLCMML Investors Services, LLC05-17-2019
Daniel Whitney SullivanTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
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Showing 51 to 75 of 860 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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