Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Joseph KennedyLPL Financial LLCSummit Brokerage Services, Inc.$2505-16-2019
Paul Carl MazzanobilePrincipal Securities, Inc.MML Investors Services, LLC05-16-2019
Graziano Frank RotelliniJ.P. Morgan Securities LLCAXA Advisors, LLC05-16-2019
Miste Lee CliadakisPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.$5005-17-2019
Paul William DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Melanie Nicole FingletonPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-17-2019
Anubhav MullickAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC05-17-2019
Christopher P. DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Jeffrey Donald FieldLincoln Douglas Investments, LLCB. Riley Wealth Management05-17-2019
John Zupka IIIAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC05-20-2019
Stephen Vincent DolanCitigroup Global Markets Inc.B. Riley Wealth Management$10005-21-2019
Thomas Pieter Lansing Jr.Cetera Financial Specialists LLCEquity Services, Inc.05-21-2019
Herbert H. Ludlam IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedHarmony Asset Management LLC05-21-2019
Gerard Edward HeymannRBC Capital Markets, LLCJ.P. Morgan Securities LLC$15005-22-2019
John Francis TubridyIFP Securities, LLCLPL Financial LLC$5005-22-2019
Robin Dale BlackmanIFP Securities, LLCLPL Financial LLC05-22-2019
Colin O'MalleyJ.P. Morgan Securities LLCPruco Securities, LLC.05-22-2019
Susan L Stone SchellIFP Securities, LLCLPL Financial LLC$5005-23-2019
Eric NeuwirthLPL Financial LLCStifel, Nicolaus & Company, Incorporated$5005-23-2019
Dominick Joseph PanettaIFP Securities, LLCLPL Financial LLC$1005-23-2019
Cyriac AbrahamPark Avenue Securities LLCUBS Financial Services Inc.05-23-2019
Eric Maer YaminMorgan StanleyUBS Financial Services Inc.$2,86005-24-2019
Kristine Ann BuchbandFSC Securities CorporationMorgan Stanley$10005-24-2019
Hovsep Ohannes DermenjianPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$5005-24-2019
David Vincent ReubenCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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