Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Alan NeubeckerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$50008-19-2019
Philip A. CampbellWoodbury Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Michael Edward PageProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2019
Benjamin Eric KoleySecurities America, Inc.Centaurus Financial, Inc.08-19-2019
Alan CohenNewbridge Securities CorporationFirst Standard Financial Company LLC$10008-19-2019
Herbert Frederick Allen IIIHarbour Investments, Inc.Summit Brokerage Services, Inc.$24508-19-2019
Michael Jon EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Jodi Ann EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5008-19-2019
Donald James MahlkeLPL Financial LLCAlera Investment Advisors, LLC08-19-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2019
Benjamin Eric KoleySecurities America, Inc.Centaurus Financial, Inc.08-19-2019
Ann Cheryl FrigonFBL Marketing Services, LLCCetera Advisor Networks LLC$5008-19-2019
Alan CohenNewbridge Securities CorporationFirst Standard Financial Company LLC$10008-19-2019
Herbert Frederick Allen IIIHarbour Investments, Inc.Summit Brokerage Services, Inc.$24508-19-2019
Michael Jon EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Jodi Ann EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5008-19-2019
Steven A. EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Robert E. KollarBenjamin F. Edwards & Company, Inc.Wells Fargo Advisors Financial Network, LLC$1008-19-2019
Eric Alan NeubeckerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$50008-19-2019
Philip A. CampbellWoodbury Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Michael Edward PageProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Rodney Tracey FlanneryPrivate Client Services, LLCLPL Financial LLC08-19-2019
Brian Michael LehnerThe Strategic Financial Alliance, Inc.BFC Planning, Inc.$1108-19-2019
Amy J. ShopeThe Strategic Financial Alliance, Inc.BFC Planning, Inc.$5008-19-2019
Next Page »

Showing 1 to 25 of 1,970 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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