Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathie Jeanne GallagherGWN Securities Inc.Ameritas Investment Company, LLC08-25-2019
Catherine C. ZainoSouders Financial Advisors, LLCADVANTAGE INVESTMENT MANAGEMENT, LLC08-25-2019
Josephine Maria NotoMorgan StanleyUBS Financial Services Inc.08-25-2019
Guenter Earl BergmannInnovation Partners LLCAusdal Financial Partners, Inc.08-24-2019
Tingting ZhaoJ.P. Morgan Securities LLCMorgan Stanley08-23-2019
Christopher David ForcierCetera Investment Services LLCLPL Financial LLC08-23-2019
Zhen Hua WangHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-23-2019
Landon M. JensenBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-23-2019
Candice TravisSantander Securities LLCCitizens Securities, Inc.08-23-2019
Daniel Christopher SchneiderCharles Schwab & Co., Inc.1st Global Capital Corp.08-23-2019
Cesar E. FierroTD Ameritrade, Inc.Wells Fargo Clearing Services, LLC08-23-2019
Cheryl Ann RumbolzAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Helen Von Dolteren-FournAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.08-23-2019
Bowen Steven ScottAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Michael Thomas MaussAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Patricia Weber PerryAmeriprise Financial Services, LLCMorgan Stanley08-23-2019
Ronald David JacksonAmeriprise Financial Services, LLCEdward Jones08-23-2019
Matthew Preston BruyninckxAmeriprise Financial Services, LLCDescant Financial Partners, LLC08-23-2019
Donald Alphonse PoulinLPL Financial LLCCetera Advisors LLC$1008-23-2019
Marni Andrea HandelLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Robert John EckhardtLPL Financial LLCSagePoint Financial, Inc.08-23-2019
Joseph Nicholas MazzuccoLPL Financial LLCJ.P. Morgan Securities LLC$5008-23-2019
Nicholas Joseph EnzweilerLPL Financial LLCMorgan Stanley08-23-2019
Roy Philip MichaelsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-23-2019
Dennis James Casey Jr.Raymond James Financial Services, Inc.SunTrust Advisory Services, Inc.$15008-23-2019
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Showing 1 to 25 of 4,319 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.