Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Alphonse PoulinLPL Financial LLCCetera Advisors LLC$10008-23-2019
Michael Glen NielsonIFP Securities, LLCCetera Advisors LLC$10008-15-2019
Gregory Gordon HomerIFP Securities, LLCCetera Advisors LLC08-15-2019
Bryan NielsonIFP Securities, LLCCetera Advisors LLC08-15-2019
Brian T. SpatolaRoyal Alliance Associates, Inc.Cetera Advisors LLC$10008-09-2019
Jonathan Charles LanningKMS Financial Services, Inc.Cetera Advisors LLC08-06-2019
Dirk Gregory DegrootUnited Planners' Financial Services of America A Limited PartnerCetera Advisors LLC08-05-2019
Dwight Glenn O'HaraKMS Financial Services, Inc.Cetera Advisors LLC$25008-01-2019
Adriel John GainesKMS Financial Services, Inc.Cetera Advisors LLC07-31-2019
Adam W. FliehmanRegulus Advisors, LLCCetera Advisors LLC07-19-2019
William John RolserKMS Financial Services, Inc.Cetera Advisors LLC$50007-12-2019
Tristan Shawn BliesnerKMS Financial Services, Inc.Cetera Advisors LLC07-12-2019
Mark Alan HaennyLPL Financial LLCCetera Advisors LLC$50007-11-2019
Brent Bernard GottierKMS Financial Services, Inc.Cetera Advisors LLC$50007-09-2019
Clint Joseph EikmeierSecurities America, Inc.Cetera Advisors LLC07-08-2019
Michael Gerard SantoroClout Inc. AdvisorsCetera Advisors LLC06-20-2019
Richard Irving MatoffPlanMember Securities CorporationCetera Advisors LLC$10006-10-2019
Jeffrey Mason Breed Sr.Next Financial Group, Inc.Cetera Advisors LLC$25006-07-2019
David Michael BeckerKeystone Wealth Management Inc.Cetera Advisors LLC06-04-2019
Trent Arthur YostKMS Financial Services, Inc.Cetera Advisors LLC$25005-28-2019
John Hyrum KoyleKMS Financial Services, Inc.Cetera Advisors LLC$25005-28-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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