Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$12707-22-2019
Neil William GrossmanCraft Capital Management LLCRichfield Orion International, Inc.07-22-2019
Karamjeet Singh MangatWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, LLC$5007-22-2019
Mary Lynn VannostrandVan Nostrand Wealth ManagementDUTTENHOFER ADVISORY GROUP07-22-2019
John William VogelHarvest Investment Services, LLCCerity Partners Retirement Plan Advisors07-22-2019
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.$2507-22-2019
Marilyn FREED AllenIndependent Financial Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Thomas Paul BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC07-22-2019
Thomas Jefferson RouseCalton & Associates, Inc.ProEquities, Inc.07-22-2019
Christopher Ray LewisHornor, Townsend & Kent, LLCForesters Financial Services, Inc.07-22-2019
Timothy P JohnsonHarbour Investments, Inc.Ausdal Financial Partners, Inc.07-22-2019
Dan KrausAustin Private WealthAmeriprise Financial Services, LLC$2507-22-2019
William Scott DixonSynovus Securities, Inc.Red Rock Advisors07-22-2019
Gregory Scott WarrenPNC InvestmentsAlight Financial Solutions, LLC07-22-2019
James Harold SullivanFairhaven Wealth Management, LLCCORE CAPITAL SOLUTIONS LLC07-22-2019
Joseph Patrick RoopDempsey Lord Smith, LLCKalos Capital, Inc.07-22-2019
Paul Thomas BurcherWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, LLC$5007-22-2019
Kathryn Matthews CollingsThe Colony Group, LLCU. S. Boston Capital Corporation07-22-2019
Christopher John LesterRetirement Wealth Advisors, Inc.Regal Investment Advisors LLC07-22-2019
Omar Wallace FrancisCommonwealth Financial NetworkAmeritas Investment Company, LLC$607-22-2019
Michael Joseph RussoSpartan Capital Securities, LLCCraft Capital Management LLC$5007-22-2019
Joyanna Rebekah ArgenyWoodbury Financial Services, Inc.Pruco Securities, LLC.07-22-2019
Stephen Douglas NortonDempsey Lord Smith, LLCKalos Capital, Inc.$25007-22-2019
Simmerpal Kaur BainsWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, LLC$10007-22-2019
Peter V TrulliLPL Financial LLCMorgan Stanley07-22-2019
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Showing 1 to 25 of 1,174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.