Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David W. Huffman, David R. HuffmanH. Beck Inc.Cambridge$26509-23-2019
Gary Wardein, Erin BethgeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20609-23-2019
Gary Lawrence WardeinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2019
Sean Patrick QuinnInternational Assets Advisory, LLCMorgan Stanley$10009-23-2019
Neil Edward GronowetterMadison Avenue Securities, LLCMML Investors Services, LLC$10009-23-2019
Chris Alfred NelsonVanderbilt Securities, LLCCantella & Co., Inc.$10009-23-2019
Donald Leighton CimarustiFirst Heartland Capital, Inc.Ameriprise Financial Services, Inc.$10009-23-2019
Mark Anthony Thomas TavernoMML Investors Services, LLCTD Ameritrade, Inc.$10009-23-2019
Jacarri Claiborne WilliamsRaymond James Financial Services, Inc.BOK Financial Securities, Inc.$10009-23-2019
Charles John EhnotSupreme Alliance LLCCV Brokerage, Inc$15009-23-2019
Victoria RomanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$25009-23-2019
Loretta Jane StratisCambridge Investment Research, Inc.H. Beck, Inc.$25009-23-2019
David William HuffmanCambridge Investment Research, Inc.H. Beck, Inc.$25009-23-2019
Amanda T. RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerit Financial Advisors$50009-23-2019
Michael David WesterfieldThe Leaders Group, Inc.MML Investors Services, LLC$50009-23-2019
Gregory Gilbert DavlinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Nicole Marie WortsmanEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
Erin Kathryn BethgeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Shane Micheal RebertStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
Shawn SmithLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Harrison CostinLPL Financial LLCMorgan Stanley09-23-2019
Kirk Edwin BuberRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
Adam Richard ArringtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
Kenneth J. Koch Jr.MML Investors Services, LLCMorgan Stanley09-23-2019
Scott Ryan GordonCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
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Showing 1 to 25 of 4,033 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.